AUMdb

Teton Advisors, Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 105963 · SEC file 801-47568 · Greenwich, CT · WWW.TETONADV.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$251M
Discretionary
$251M
Clients
3
Avg AUM / client
$83.6M
Accounts
3
Employees
5

AUM over time

$251M $2.1B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Investments (13F portfolio — 184 positions, $164,327,031)

13F period Jun 30, 2025
#IssuerClassValueShares% of 13F% of AUM
1 Ducommun Inc EQUITY $7,147,495 86,500 4.35% 2.85%
2 Nathan's Famous Inc EQUITY $5,572,900 50,397 3.39% 2.22%
3 Myers Industries Inc EQUITY $4,738,230 327,000 2.88% 1.89%
4 Astronics Corp EQUITY $3,917,160 117,000 2.38% 1.56%
5 Gencor Industries Inc EQUITY $3,603,600 257,400 2.19% 1.44%
6 Distribution Solutions Group EQUITY $3,428,009 124,791 2.09% 1.37%
7 Gibraltar Industries Inc EQUITY $3,304,000 56,000 2.01% 1.32%
8 Foster (Lb) Co A EQUITY $3,276,935 149,837 1.99% 1.31%
9 Eastern Co/The EQUITY $3,267,025 143,165 1.99% 1.3%
10 Golden Entertainment Inc EQUITY $2,884,140 98,000 1.76% 1.15%
11 Capital City Bank Group Inc EQUITY $2,813,525 71,500 1.71% 1.12%
12 Park Ohio Holdings Corp EQUITY $2,804,020 157,000 1.71% 1.12%
13 Cts Corp EQUITY $2,778,172 65,200 1.69% 1.11%
14 Astec Industries Inc EQUITY $2,559,766 61,400 1.56% 1.02%
15 Allient Inc EQUITY $2,541,700 70,000 1.55% 1.01%
16 Exelixis Inc EQUITY $2,300,715 52,200 1.4% 0.92%
17 Rush Enterprises Inc Cl B EQUITY $2,298,624 43,800 1.4% 0.92%
18 Rgc Resources Inc EQUITY $2,173,769 97,130 1.32% 0.87%
19 Kkr & Co Inc EQUITY $2,128,480 16,000 1.3% 0.85%
20 Marine Products Corp EQUITY $2,076,440 244,000 1.26% 0.83%
21 Calavo Growers Inc EQUITY $2,020,840 76,000 1.23% 0.81%
22 Innovative Solutions & Supp EQUITY $1,970,960 142,000 1.2% 0.79%
23 Flushing Financial Corp EQUITY $1,936,440 163,000 1.18% 0.77%
24 Limoneira Co EQUITY $1,846,700 118,000 1.12% 0.74%
25 Graham Corp EQUITY $1,752,654 35,400 1.07% 0.7%

Top 25 of 184 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Investment companies 3 $251M 100.0%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Mario Joseph Gabelli Ceo, Director And The Majority Shareholder Of Common Stock CFA Nov 1976 (50y) ≈ 28.13% – 75% via Ggcp, Inc.
Galluccio, Nicola, Francis Chairman Dec 2021 (5y) Less than 5%
Hayden, Tiffany, Renee Chief Compliance Officer Jan 2022 (5y) Less than 5%
Kalha, Manjit, Singh Vice President Finance Mar 2023 (3y) Less than 5%
Majewski, Mark, Charles Associate Compliance Officer Mar 2023 (3y) Less than 5%
Rawani, Anand Risk Management / Esg Mar 2023 (3y) Less than 5%
Haars, Casey, Carl Chief Financial Officer Mar 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Teton Advisors, Inc. Sole Member Dec 2021 A 75% or more
Ggcp, Inc. Shareholder Of Class A And B Common Stock Mar 2009 B ≈ 37.5% – 75% via Teton Advisors, Inc.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Mario Joseph Gabelli: 75% – 100% of Ggcp, Inc. × 50% – 75% of Teton Advisors, Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
  • Ggcp, Inc.: 50% – 75% of Teton Advisors, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.35 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗