Santori & Peters, Inc.
- Regulatory AUM
- $433M
- Discretionary
- $433M
- Clients
- 199
- Avg AUM / client
- $2.2M
- Accounts
- 679
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 128 | $40.4M | 9.31% |
| High net worth individuals | 71 | $386M | 89.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $549K | 0.13% |
| Charitable organizations | Fewer than 5 clients | $6.9M | 1.59% |
| Corporations and other businesses | Fewer than 5 clients | $1.4K | 0.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Firelands Regional Health System 401(k) Plan Firelands Regional Health System | 2024 | |
| Firelands Regional Medical Center 403(b) Plan Firelands Regional Medical Center | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Patrick Neupaver | Chief Compliance Officer/President/Vice President/Secretary/Treasuer | CFP | Nov 2017 (9y) | 75% or more |
| Norman Joseph Santori | Registered representative | CFP Chartered Financial Consultant | Apr 1991 (35y) | |
| Albert James Fletcher | Registered representative | Oct 2024 (2y) | ||
| Connie Lynn Ravella | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Firelands Regional Health System 401(k) Plan | Firelands Regional Health System | 1,789 | $74.9M | 01/01/2024 |
| Firelands Regional Medical Center 403(b) Plan | Firelands Regional Medical Center | 1,076 | $54.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $400M (92% of AUM) Mar 2026
- Stancorp Equities, Inc. $62.0M (21% of AUM) Sep 2019
- Sei Investmentmanagement Corporation $27.6M (10% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗