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Wealth Manager · Small ($100M–$1B)
CRD 106040
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ADV data as of Feb 12, 2025
- Regulatory AUM
- $297M
- Discretionary
- $297M
- Clients
- 670
- Avg AUM / client
- $443K
- Accounts
- 1,398
- Employees
- 5
AUM over time
$94.0M
$297M
Mar 2, 2012
Feb 12, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 576 | $123M | 41.5% |
| High net worth individuals | 86 | $158M | 53.2% |
| Pension and profit sharing plans | 2 | $12.9M | 4.34% |
| Charitable organizations | 6 | $2.7M | 0.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2025.