Portfolio Advisors, Inc.
- Regulatory AUM
- $261M
- Discretionary
- $0
- Clients
- 238
- Avg AUM / client
- $1.1M
- Accounts
- 754
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 158 | $61.7M | 23.6% |
| High net worth individuals | 80 | $197M | 75.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.2M | 0.45% |
| Charitable organizations | Fewer than 5 clients | $1.4M | 0.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Laborers' District Council Construction Industry Pension Fund Laborers' District Council Construction Industry Pension Fund | Philadelphia, PA | 2024 |
| Columbia Energy Group Pension Plan Nisource Inc. | 2024 | |
| Ibm Personal Pension Plan International Business Machines Corporation | 2024 | |
| Les Schwab Profit Sharing Retirement Plan Les Schwab Warehouse Center, Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tina Mistry | President, Chief Executive Officer, Chief Operating Officer, Chief Financial Officer | CFP | Jul 2008 (18y) | Less than 5% |
| Woods, Jessica | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Andrew James Mojica Flores | Registered representative | CFP | Mar 2015 (11y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ellis Family Trust | Owner | Sep 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Laborers' District Council Construction Industry Pension Fund | Laborers' District Council Construction Industry Pension Fund | 2,817 | $1.2B | 05/01/2024 |
| Columbia Energy Group Pension Plan | Nisource Inc. | 987 | $334M | 01/01/2024 |
| Ibm Personal Pension Plan | International Business Machines Corporation | 43,052 | $17.9B | 01/01/2024 |
| Les Schwab Profit Sharing Retirement Plan | Les Schwab Warehouse Center, Llc | 6,051 | $865M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $250M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗