Td Capital Management Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 451
- Avg AUM / client
- $2.8M
- Accounts
- 251
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2026
Investments (13F portfolio — 853 positions, $1,111,816,008)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P TTL STK | $190,848,002 | 1,339,942 | 17.2% | 15.3% |
| 2 | Vanguard Index Fds | TOTAL STK MKT | $82,673,012 | 257,701 | 7.44% | 6.64% |
| 3 | Vanguard Bd Index Fds | SHORT TRM BOND | $54,480,243 | 694,812 | 4.9% | 4.38% |
| 4 | Ishares Tr | CORE S&P500 ETF | $52,537,638 | 80,430 | 4.73% | 4.22% |
| 5 | Pimco Etf Tr | ENHNCD LW DUR AC | $41,780,631 | 436,032 | 3.76% | 3.36% |
| 6 | Vanguard Specialized Funds | DIV APP ETF | $40,232,169 | 187,074 | 3.62% | 3.23% |
| 7 | Vanguard Bd Index Fds | TOTAL BND MRKT | $38,876,971 | 527,933 | 3.5% | 3.12% |
| 8 | Ishares Tr | MSCI USA QLT FCT | $37,666,639 | 196,375 | 3.39% | 3.03% |
| 9 | Vanguard Index Fds | GROWTH ETF | $33,508,842 | 76,716 | 3.01% | 2.69% |
| 10 | Vanguard Index Fds | VALUE ETF | $27,003,515 | 137,633 | 2.43% | 2.17% |
| 11 | Vanguard Index Fds | LARGE CAP ETF | $26,320,030 | 88,071 | 2.37% | 2.11% |
| 12 | Ishares Tr | CORE US AGGBD ET | $25,990,283 | 261,814 | 2.34% | 2.09% |
| 13 | Pimco Etf Tr | ENHAN SHRT MA AC | $25,031,681 | 248,898 | 2.25% | 2.01% |
| 14 | Vanguard Index Fds | S&P 500 ETF SHS | $24,940,467 | 41,738 | 2.24% | 2.0% |
| 15 | Pimco Etf Tr | SHTRM MUN BD ACT | $20,323,767 | 402,850 | 1.83% | 1.63% |
| 16 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $19,391,843 | 411,891 | 1.74% | 1.56% |
| 17 | Autozone Inc | COM | $16,942,944 | 5,016 | 1.52% | 1.36% |
| 18 | First Tr Exchange Traded Fd | FST LOW OPPT EFT | $15,687,277 | 314,942 | 1.41% | 1.26% |
| 19 | J P Morgan Exchange Traded F | SHORT DURA CORE | $15,227,874 | 321,942 | 1.37% | 1.22% |
| 20 | Ishares Tr | CORE MSCI TOTAL | $13,865,341 | 160,034 | 1.25% | 1.11% |
| 21 | J P Morgan Exchange Traded F | JPMORGAM LTD DUR | $13,763,476 | 263,719 | 1.24% | 1.11% |
| 22 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $13,584,357 | 268,412 | 1.22% | 1.09% |
| 23 | Invesco Exchange Traded Fd T | S&P500 QUALITY | $12,207,410 | 162,354 | 1.1% | 0.98% |
| 24 | Ishares Tr | MSCI USA MIN VOL | $12,195,284 | 131,500 | 1.1% | 0.98% |
| 25 | Ishares Tr | SHRT NAT MUN ETF | $11,826,944 | 111,051 | 1.06% | 0.95% |
Top 25 of 853 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 195 | $90.4M | 7.26% |
| High net worth individuals | 250 | $1.1B | 91.5% |
| Pension and profit sharing plans | 1 | $186K | 0.01% |
| Charitable organizations | 5 | $15.3M | 1.23% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nimrod Gordon Thompson | Managing Member | Personal Financial Specialist | Jan 1997 (30y) | ≈ 37.5% – 75% via Nimrod Gordon Thompson Revocable Trust For Membership Interests |
| Christopher Lee Lacy | Director, Chief Compliance Officer | CFP | Mar 2012 (14y) | 5% – 10% |
| John Robert Harrell | Director | CFP | Mar 2012 (14y) | 10% – 25% |
| Campbell, Margaret, Curtis | Director | Jan 2017 (10y) | 5% – 10% | |
| Sights, Jere, Matthews | Director | Sep 2017 (9y) | Less than 5% | |
| Jere Matthews Sights | Member | Jan 2023 (4y) | Less than 5% | |
| Nimrod G. Thompson | Member | CFP | Jan 2023 (4y) | Less than 5% |
| Koch, Bryan, James | Director | Jul 2023 (3y) | Less than 5% | |
| Colin P Prince | Registered representative | Jul 2018 (8y) | ||
| James Michael Dehority | Registered representative | Aug 2018 (8y) | ||
| Charles Bradford Foster | Registered representative | Aug 2022 (4y) | ||
| Jay Martin Mcdonald | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nimrod Gordon Thompson Revocable Trust For Membership Interests | Member | Jan 2022 | A | 50% – 75% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nimrod Gordon Thompson: 75% – 100% of Nimrod Gordon Thompson Revocable Trust For Membership Interests × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $1.2B (98% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗