AUMdb

Van Strum & Towne Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 106228 · SEC file 801-11816 · San Francisco, CA · WWW.VANSTRUM.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$483M
Discretionary
$443M
Clients
101
Avg AUM / client
$4.8M
Accounts
271
Employees
6

AUM over time

$238M $483M
Mar 22, 2012 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Investments (13F portfolio — 111 positions, $342,526,905)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Malvern Fds STRM INFPROIDX $24,826,449 497,026 7.25% 5.14%
2 Microsoft Corp COM $19,065,977 51,506 5.57% 3.95%
3 Alphabet Inc CAP STK CL A $16,368,778 56,923 4.78% 3.39%
4 Vanguard Scottsdale Fds SHRT TRM CORP BD $13,685,852 172,649 4.0% 2.83%
5 Vanguard Index Fds S&P 500 ETF SHS $12,052,250 20,169 3.52% 2.5%
6 Schwab Strategic Tr 5 10YR CORP BD $11,532,213 508,475 3.37% 2.39%
7 Jpmorgan Chase & Co COM $11,112,483 37,777 3.24% 2.3%
8 Amgen Inc COM $11,011,850 31,297 3.21% 2.28%
9 Johnson & Johnson COM $10,926,957 44,702 3.19% 2.26%
10 Automatic Data Processing In COM $10,062,694 49,526 2.94% 2.08%
11 Ecolab Inc COM $8,664,004 32,569 2.53% 1.79%
12 Abbvie Inc COM $8,400,206 38,623 2.45% 1.74%
13 Vanguard Scottsdale Fds INT-TERM CORP $8,005,732 96,746 2.34% 1.66%
14 Exxon Mobil Corp COM $7,721,199 45,510 2.25% 1.6%
15 International Business Machs COM $7,466,951 30,806 2.18% 1.55%
16 Procter & Gamble Co COM $7,298,554 50,530 2.13% 1.51%
17 Vanguard Index Fds TOTAL STK MKT $6,982,307 21,765 2.04% 1.45%
18 Schwab Strategic Tr US LRG CAP ETF $6,687,635 260,829 1.95% 1.38%
19 Select Sector Spdr Tr STATE STREET ENE $6,365,711 103,913 1.86% 1.32%
20 Schwab Strategic Tr US TIPS ETF $6,286,932 236,262 1.84% 1.3%
21 Emerson Elec Co COM $6,233,801 47,579 1.82% 1.29%
22 Pepsico Inc COM $6,220,142 40,055 1.82% 1.29%
23 Eli Lilly & Co COM $5,565,529 6,051 1.62% 1.15%
24 Schwab Strategic Tr 1 5YR CORP BD $5,255,299 212,550 1.53% 1.09%
25 Vanguard Star Fds VG TL INTL STK F $5,100,754 66,149 1.49% 1.06%

Top 25 of 111 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 18 $9.1M 1.88%
High net worth individuals 76 $403M 83.5%
Charitable organizations 4 $25.2M 5.22%
Corporations and other businesses 3 $45.4M 9.39%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Barbara Ann Wright Treasurer And Secretary CFA May 2001 (25y) 50% – 75%
James Laird Collins Chairman CFA Jun 2010 (16y) 50% – 75%
Le, Lalaine, Valencia Chief Compliance Officer Oct 2024 (2y) Less than 5%
Evan Xiaoyi Ke Registered representative CFA Feb 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 927 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗