AUMdb

Smith Shellnut Wilson Llc

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 106235 · SEC file 801-49071 · Ridgeland, MS · WWW.SSW1776.COM
☆ Save with Pro ADV data as of Jul 16, 2026
Regulatory AUM
$6.9B
Discretionary
$1.4B
Clients
380
Avg AUM / client
$18.2M
Accounts
880
Employees
16

AUM over time

$1.3B $8.0B
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 16, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 175 $86.4M 1.25%
High net worth individuals 66 $386M 5.58%
Banking or thrift institutions 51 $5.5B 79.1%
Pension and profit sharing plans 9 $27.0M 0.39%
Charitable organizations 25 $269M 3.89%
State or municipal government entities 24 $402M 5.8%
Insurance companies 4 $191M 2.76%
Corporations and other businesses 26 $86.6M 1.25%

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Frank Winbourne Smith Managing Director CFA Aug 2006 (20y) Less than 5%
Frank Winbourne Smith Chairman And Cco Oct 2006 (20y) Less than 5%
William Parks Johnson, Jr. Managing Director Oct 2006 (20y) Less than 5%
David Dodd Williams Director CFA Jun 2019 (7y) Less than 5%
Robert Brian Fioretti Registered representative Sep 2017 (9y)
Belinda Ann Fields Registered representative Apr 2018 (8y)
Lauren Brittany Eikner Registered representative CFP Dec 2020 (6y)
Matthew Thompson Registered representative CFA Oct 2022 (4y)
William Chadwick Mckeithen Registered representative Dec 2022 (4y)
Kevin Patrick Fitzsimmons Registered representative Apr 2024 (2y)
James Russell Guess Registered representative Jan 2025 (2y)
Ebonie Maria Hackett Registered representative Jun 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
B1 Bank Owner Mar 2021 A 75% or more
Business First Bancshares, Inc. Sole Shareholder Mar 2021 B ≈ 56.25% – 100% via B1 Bank

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Business First Bancshares, Inc.: 75% – 100% of B1 Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/16/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Security ratings or pricing services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.

View current Form ADV (SEC/IAPD) ↗