Walker Financial Advisors, Inc. Dba California 457 Benefits
- Regulatory AUM
- $233M
- Discretionary
- $201M
- Clients
- 178
- Avg AUM / client
- $1.3M
- Accounts
- 348
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 121 | $46.8M | 20.1% |
| High net worth individuals | 57 | $154M | 66.1% |
| State or municipal government entities | Fewer than 5 clients | $32.2M | 13.8% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Douglas Walker | Chairman & Ceo | CFP | Aug 1996 (30y) | ≈ 56.25% – 100% via Walker Family Trust Dated 08/14/1996 |
| Warren Boyd Isenberg | President & Cco | CFP | Jan 2002 (25y) | Less than 5% |
| Nicholas Alan Walker | Registered representative | CFP | Feb 2022 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Walker Family Trust Dated 08/14/1996 | Revocable Living Trust | Aug 1996 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Scott Douglas Walker: 75% – 100% of Walker Family Trust Dated 08/14/1996 × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $187M (80% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗