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Investment Adviser · Small ($100M–$1B)
CRD 106301
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $182M
- Discretionary
- $182M
- Clients
- 2
- Avg AUM / client
- $91.1M
- Accounts
- 2
- Employees
- 13
AUM over time
$86.6M
$3.7B
Mar 27, 2012
Mar 26, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 2 | $182M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $1.5B (75% of AUM) Mar 2021
- State Street $182M (100% of AUM) Mar 2026
- J.P. Morgan $48.9M (2% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.