Ami Investment Management Inc
- Regulatory AUM
- $964M
- Discretionary
- $964M
- Clients
- 315
- Avg AUM / client
- $3.1M
- Accounts
- 764
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 78 positions, $470,525,011)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard World Fd | INF TECH ETF | $60,003,354 | 502,036 | 12.8% | 6.23% |
| 2 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $43,783,292 | 554,008 | 9.31% | 4.54% |
| 3 | Vanguard Malvern Fds | CORE BD ETF | $32,480,830 | 420,558 | 6.9% | 3.37% |
| 4 | Vanguard Scottsdale Fds | INTER TERM TREAS | $28,554,557 | 484,140 | 6.07% | 2.96% |
| 5 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $28,451,061 | 488,850 | 6.05% | 2.95% |
| 6 | State Str Spdr S&P 500 Etf T | TR UNIT | $15,049,688 | 20,153 | 3.2% | 1.56% |
| 7 | Schwab Strategic Tr | US LCAP GR ETF | $14,206,670 | 419,819 | 3.02% | 1.47% |
| 8 | Berkshire Hathaway Inc Del | CL B NEW | $14,089,982 | 28,158 | 2.99% | 1.46% |
| 9 | Doubleline Etf Trust | MORTGAGE ETF | $12,621,353 | 257,109 | 2.68% | 1.31% |
| 10 | Alphabet Inc | CAP STK CL C | $12,242,297 | 34,648 | 2.6% | 1.27% |
| 11 | Vanguard Index Fds | VALUE ETF | $11,166,734 | 51,240 | 2.37% | 1.16% |
| 12 | Microsoft Corp | COM | $9,912,270 | 26,573 | 2.11% | 1.03% |
| 13 | Ishares Tr | CORE S&P500 ETF | $9,837,420 | 13,136 | 2.09% | 1.02% |
| 14 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $9,619,095 | 190,176 | 2.04% | 1.0% |
| 15 | Jpmorgan Chase & Co | COM | $9,289,272 | 28,379 | 1.97% | 0.96% |
| 16 | Harbor Etf Trust | INTERNATNAL COMP | $9,090,861 | 297,671 | 1.93% | 0.94% |
| 17 | Dimensional Etf Trust | INTL SMALL CAP E | $8,869,485 | 253,197 | 1.89% | 0.92% |
| 18 | Schwab Strategic Tr | US LRG CAP ETF | $8,379,303 | 284,720 | 1.78% | 0.87% |
| 19 | Meta Platforms Inc | CL A | $5,998,321 | 10,649 | 1.27% | 0.62% |
| 20 | Visa Inc | COM CL A | $5,740,925 | 16,733 | 1.22% | 0.6% |
| 21 | Rtx Corporation | COM | $5,654,144 | 29,801 | 1.2% | 0.59% |
| 22 | Johnson & Johnson | COM | $5,309,194 | 20,905 | 1.13% | 0.55% |
| 23 | Select Sector Spdr Tr | ST STR ENERG ETF | $5,212,057 | 98,137 | 1.11% | 0.54% |
| 24 | Vanguard World Fd | HEALTH CAR ETF | $4,815,856 | 16,106 | 1.02% | 0.5% |
| 25 | Lowes Cos Inc | COM | $4,770,302 | 21,635 | 1.01% | 0.5% |
Top 25 of 78 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 234 | $84.1M | 8.72% |
| High net worth individuals | 59 | $231M | 24.0% |
| Charitable organizations | 16 | $625M | 64.8% |
| State or municipal government entities | Fewer than 5 clients | $9.1M | 0.95% |
| Corporations and other businesses | 6 | $14.3M | 1.49% |
| Other | Fewer than 5 clients | $128K | 0.01% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Duane Axel | President | CFA | May 1995 (31y) | 75% or more |
| Gulick, Erica, Ann | Chief Compliance Officer | May 2011 (15y) | Less than 5% | |
| Benjamin David Shively | Partner | CFP | Aug 2022 (4y) | 10% – 25% |
| Jared Thomas Fiedler | Registered representative | CFP | Aug 2023 (3y) | |
| Victoria Lynn Kugler | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $815M (85% of AUM) Mar 2026
- Robert W. Baird & Co. Incorporated $209M (42% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗