Firestone Capital Management Inc
- Regulatory AUM
- $806M
- Discretionary
- $781M
- Clients
- 375
- Avg AUM / client
- $2.1M
- Accounts
- 1,298
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 183 | $72.3M | 8.96% |
| High net worth individuals | 192 | $716M | 88.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $9.5M | 1.18% |
| Charitable organizations | Fewer than 5 clients | $2.2M | 0.28% |
| Corporations and other businesses | Fewer than 5 clients | $6.5M | 0.81% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaufman, Carol, Gordon | Vice President | Sep 1997 (29y) | 5% – 10% | |
| Carlos Alberto Carbonell | Principal/Managing Partner | CFA | Apr 2004 (22y) | 25% – 50% |
| Anthony English Poppe | Principal | CFP CFA | Dec 2008 (18y) | 25% – 50% |
| Jerad O'brien Waggy | Senior Financial Planner | CFP | Jun 2014 (12y) | 10% – 25% |
| Owen, Louise, Greenleaf | Chief Compliance Officer | Jul 2017 (9y) | Less than 5% | |
| David Andrew Wiley | Registered representative | Jul 2025 (1y) | ||
| Sean Patrick Preston | Registered representative | CFA | Dec 2025 (1y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 942 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $759M (94% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗