Tsa Portfolio Management, Inc. Fka Tsa Management Inc.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 2,566
- Avg AUM / client
- $576K
- Accounts
- 4,295
- Employees
- 32
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Asset allocation (SMA assets by investment type)
as of Mar 24, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,182 | $652M | 44.1% |
| High net worth individuals | 384 | $827M | 55.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Guideposts Retirement Savings Plan Guideposts A Church Corporation | 2024 |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rachel Holste Pino | Shareholder, Chief Compliance Officer | Jan 1999 (28y) | 5% – 10% | |
| Denis Joseph Moynihan | Holding Corporation | Jan 2010 (17y) | ≈ 18.75% – 50% via Halliday Financial Group | |
| Mohammadi, Sean, Shahriar | Holding Corporation | Jan 2010 (17y) | ≈ 18.75% – 50% via Halliday Financial Group | |
| Jessica Marie Preville | Registered representative | Jan 2020 (7y) | ||
| Christine Elizabeth Malmborg | Registered representative | Apr 2021 (5y) | ||
| Frank Thomas Guiffre | Registered representative | CFP | Apr 2021 (5y) | |
| Frank Vee Finch | Registered representative | Apr 2021 (5y) | ||
| Gary Walter Lofgren | Registered representative | CFP | Apr 2021 (5y) | |
| Ginger Didi Romero Pardlo | Registered representative | Apr 2021 (5y) | ||
| Howard Victor Kibrick | Registered representative | CFP | Apr 2021 (5y) | |
| James Joseph Pino | Registered representative | Apr 2021 (5y) | ||
| James Werner | Registered representative | CFP | Apr 2021 (5y) | |
| Joseph R Tedeschi | Registered representative | Apr 2021 (5y) | ||
| Katherine Piscopo Stein | Registered representative | Apr 2021 (5y) | ||
| Michael Ferrara Fleming | Registered representative | Apr 2021 (5y) | ||
| Michael John Brunell | Registered representative | Apr 2021 (5y) | ||
| Michael Jonathan Romer | Registered representative | Apr 2021 (5y) | ||
| Milorad Sobot | Registered representative | Apr 2021 (5y) | ||
| Paul Mohammadi | Registered representative | Apr 2021 (5y) | ||
| Reese William Hughes | Registered representative | Apr 2021 (5y) | ||
| Richard John Dimaggio | Registered representative | Apr 2021 (5y) | ||
| Sandy Joel Siff | Registered representative | CFP | Apr 2021 (5y) | |
| Michael Gregory Stanton | Registered representative | Jul 2021 (5y) | ||
| Nicholas R Stark | Registered representative | Jul 2021 (5y) | ||
| Christopher Vincent Truncellito | Registered representative | Jun 2022 (4y) | ||
| Rebecca Rose Pino | Registered representative | Apr 2024 (2y) | ||
| Jeffery Brian Jones | Registered representative | Apr 2024 (2y) | ||
| Matthew Ritchie Monk | Registered representative | Jun 2024 (2y) | ||
| Joseph M Mc Donald | Registered representative | Nov 2024 (2y) | ||
| Randall James Diamond | Registered representative | Nov 2024 (2y) | ||
| Sarah White | Registered representative | Jul 2025 (1y) | ||
| Michael Corwin | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Halliday Financial Group | Holding Company | Jan 2010 | A | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Denis Joseph Moynihan: 25% – 50% of Halliday Financial Group × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Mohammadi, Sean, Shahriar: 25% – 50% of Halliday Financial Group × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Guideposts Retirement Savings Plan | Guideposts A Church Corporation | 87 | $38.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $631M (65% of AUM) Nov 2023
- Tiaa Cref Individual & Institutional Services, Llc $174M (18% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗