Charter Research & Investment Group Inc
- Regulatory AUM
- $275M
- Discretionary
- $275M
- Clients
- 158
- Avg AUM / client
- $1.7M
- Accounts
- 355
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83 | $38.6M | 14.0% |
| High net worth individuals | 75 | $230M | 83.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.3M | 0.45% |
| Charitable organizations | Fewer than 5 clients | $4.6M | 1.68% |
| Corporations and other businesses | Fewer than 5 clients | $327K | 0.12% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick John Clark | President, Chief Compliance Officer, Treasurer | Mar 1996 (30y) | 75% or more | |
| Michael James Grennan | Vice President And Secretary | CFA | Mar 2013 (13y) | Less than 5% |
| Paula Mastroni Luciani | Registered representative | Oct 1990 (36y) | ||
| William Hinchliffe Dunn | Registered representative | Jul 2003 (23y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $275M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗