Hayek Kallen Investment Management L.L.C.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 106454 · SEC file 801-23973 · Fairhope, AL · M.FACEBOOK.COM

☆ Save with Pro ADV data as of Mar 27, 2026

Regulatory AUM: $424M
Discretionary: $424M
Clients: 200
Avg AUM / client: $2.1M
Accounts: 201
Employees: 3

AUM over time

$209M $424M

Nov 18, 2011 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Investments (13F portfolio — 92 positions, $307,003)

13F period Mar 31, 2026

#	Issuer	Class	Value	Shares	% of 13F	% of AUM
1	Apple Inc	COM	$33,837	133,326	11.0%	0.01%
2	Microsoft Corp	COM	$21,770	58,810	7.09%	0.01%
3	Berkshire Hathaway Inc Del	CL B NEW	$17,447	36,409	5.68%	0.0%
4	Alphabet Inc	CAP STK CL A	$15,643	54,399	5.1%	0.0%
5	Walmart Inc	COM	$14,805	119,128	4.82%	0.0%
6	Nvidia Corporation	COM	$11,451	65,658	3.73%	0.0%
7	Waste Mgmt Inc Del	COM	$10,593	46,097	3.45%	0.0%
8	Johnson & Johnson	COM	$8,895	36,391	2.9%	0.0%
9	Jpmorgan Chase & Co	COM	$8,696	29,561	2.83%	0.0%
10	Caterpillar Inc	COM	$8,424	11,891	2.74%	0.0%
11	Abbvie Inc	COM	$7,163	32,937	2.33%	0.0%
12	International Business Machs	COM	$6,598	27,219	2.15%	0.0%
13	Visa Inc	COM CL A	$6,522	21,578	2.12%	0.0%
14	Verizon Communications Inc	COM	$6,238	124,256	2.03%	0.0%
15	Ishares Tr	0-3 MNTH TREASRY	$6,117	60,765	1.99%	0.0%
16	Novartis Ag	SPONSORED ADR	$5,815	38,070	1.89%	0.0%
17	Coca Cola Co	COM	$5,807	76,358	1.89%	0.0%
18	Bp Plc	SPONSORED ADR	$5,264	112,001	1.71%	0.0%
19	Oracle Corp	COM	$5,139	34,931	1.67%	0.0%
20	Amazon Com Inc	COM	$5,053	24,261	1.65%	0.0%
21	Philip Morris Intl Inc	COM	$4,921	29,766	1.6%	0.0%
22	Union Pac Corp	COM	$4,657	19,196	1.52%	0.0%
23	Thermo Fisher Scientific Inc	COM	$4,414	8,979	1.44%	0.0%
24	J P Morgan Exchange Traded F	ULTRA SHRT ETF	$4,247	83,924	1.38%	0.0%
25	Pepsico Inc	COM	$3,973	25,581	1.29%	0.0%

Top 25 of 92 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	179	$236M	55.5%
High net worth individuals	21	$187M	43.9%
Pension and profit sharing plans	Fewer than 5 clients	$2.3M	0.55%

People (3)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Eric Oaks Kallen	Member		Jan 2003 (24y)	75% or more
Allison, Margaret, S	Chief Compliance Officer		Jan 2010 (17y)	Less than 5%
Alexander Theo Theodore	Registered representative	CFP	Nov 2019 (7y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/27/2026	959 KB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Hourly charges
• Fixed fees

Services

• Portfolio management for individuals/small businesses
• Portfolio management for pooled investment vehicles

Custody

Reported custodians

TD Ameritrade $82.1M (19% of AUM) Mar 2026
Fidelity Brokerage Services $27.3M (6% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗