AUMdb

Mutual Of America Capital Management Llc

SEC-registered Mutual Fund / Asset Manager · Large ($10B–$100B) CRD 106523 · SEC file 801-43897 · New York, NY · M.MUTUALOFAMERICA.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$20.1B
Discretionary
$20.1B
Clients
2
Avg AUM / client
$10.1B
Accounts
50
Employees
37

AUM over time

$11.5B $21.4B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $15.4B 76.4%
State or municipal government entities Fewer than 5 clients $66.3M 0.33%
Insurance companies Fewer than 5 clients $4.7B 23.3%
Other Fewer than 5 clients $5.0M 0.03%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Lincoln Non Union 403 B Plan Lincoln 2024

People (14)

NameRole / titleCredentialsWith firm sinceOwnership
Davis, Nathaniel, Alonzo Board Manager Feb 1996 (31y) Less than 5%
Quinn, James, Edward Board Manager Sep 1998 (28y) Less than 5%
Bischoff, Theresa, Ann Board Manager Nov 2000 (26y) Less than 5%
Quick, Christopher, Clarkson Board Manager Oct 2005 (21y) Less than 5%
Stack, John, James Board Manager Jun 2008 (18y) Less than 5%
Culhane, Noreen, Marie Board Manager May 2009 (17y) Less than 5%
Haire, John, Edward Board Manager Jul 2014 (12y) Less than 5%
Rozich, Michelle, Anne Executive Vice President, Enterprise Risk Management & Internal Auditor Mar 2018 (8y) Less than 5%
Alexander, Mark, Clifford Board Manager Jun 2020 (6y) Less than 5%
Rich, Stephen, Johnson Chairman Mar 2021 (5y) Less than 5%
D'angelo, Jason, Anthony Executive Vice President And General Counsel Jun 2022 (4y) Less than 5%
Medlin, Kyle, Lawrence Senior Vice President & Chief Compliance Officer Mar 2023 (3y) Less than 5%
Gutierrez, Aferdita Executive Vice President, Chief Financial Officer And Treasurer Jun 2024 (2y) Less than 5%
Gaffoglio, Joseph, Robert President And Chief Executive Officer Jul 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Mutual Of America Holding Company Llc Member Oct 2000 A 75% or more
Mutual Of America Life Insurance Company Member Oct 2000 B ≈ 56.25% – 100% via Mutual Of America Holding Company Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Mutual Of America Life Insurance Company: 75% – 100% of Mutual Of America Holding Company Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Lincoln Non Union 403 B Plan Lincoln 194 $5.4M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.22 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗