M Financial Investment Advisers Inc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 1
- Avg AUM / client
- $1.0B
- Accounts
- 4
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $1.0B | 100.0% |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lees, David, Robert | Secretary/Treasurer | Feb 2007 (20y) | Less than 5% | |
| Philip Mark Debruyn | Director | Dec 2016 (10y) | Less than 5% | |
| Carl James Peterson | Director | Chartered Financial Consultant | Oct 2018 (8y) | Less than 5% |
| Malcolm Lee Cowen | Director/Chair | CFP | May 2019 (7y) | Less than 5% |
| Lauren Sandra Thomas | Director | CFP | Jun 2019 (7y) | Less than 5% |
| Kalina, Kenneth, Andrew | Chief Compliance Officer | Aug 2019 (7y) | Less than 5% | |
| James David Kaplan | Director | Aug 2021 (5y) | Less than 5% | |
| Robert Patrick Olson | President | Nov 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| M Financial Holdings Incorporated | Equity Owner | Jan 1997 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗