The London Company Of Virginia, Llc
- Regulatory AUM
- $14.9B
- Discretionary
- $14.9B
- Clients
- 6,122
- Avg AUM / client
- $2.4M
- Accounts
- 6,122
- Employees
- 56
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,826 | $1.5B | 10.1% |
| High net worth individuals | 736 | $2.7B | 18.2% |
| Investment companies | 7 | $7.0B | 46.9% |
| Pension and profit sharing plans | 40 | $1.5B | 9.9% |
| Charitable organizations | 110 | $468M | 3.14% |
| State or municipal government entities | 12 | $600M | 4.03% |
| Insurance companies | 2 | $33.2M | 0.22% |
| Corporations and other businesses | 389 | $1.1B | 7.58% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Arkansas Childrens Foundation EIN 710568795 | Little Rock, AR | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Operating Engineers' Local 324, Defined Contribution Pension Plan Joint Board Of Trustees, Operating Engineers Local 324, Dc | 2024 |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Mccarthy Goddard | Founder, Chairman, Chief Investment Officer | CFA | Jun 1994 (32y) | ≈ 37.5% – 75% via Tlc Holdings, Llc |
| Jonathan T Moody | Principal/Portfolio Manager | CFA | Jul 2003 (23y) | Less than 5% |
| Andrew James Wetzel | Chief Compliance Officer, Principal | Mar 2010 (16y) | Less than 5% | |
| Carlucci, Melissa, A | Chief Operating Officer, Principal | May 2012 (14y) | Less than 5% | |
| Morgan, Mae, H | Chief Financial Officer | Jan 2020 (7y) | Less than 5% | |
| Stephen Charles Owen | Chief Executive Officer | CFA | May 2020 (6y) | Less than 5% |
| James Brian Campbell | Registered representative | CFA | Nov 2010 (16y) | |
| Timothy Columbus Mccoy | Registered representative | May 2011 (15y) | ||
| Robert Livingston Wainscott | Registered representative | Jun 2014 (12y) | ||
| Samuel Dewey Hutchings | Registered representative | CFA | Jul 2015 (11y) | |
| Michael Edward Lanotte | Registered representative | Dec 2015 (11y) | ||
| Alan Clark Ashworth | Registered representative | CFA | May 2016 (10y) | |
| Kristy Hartman Ciaschi | Registered representative | Aug 2016 (10y) | ||
| Laura Ferrell Gardner | Registered representative | Jun 2017 (9y) | ||
| Thomas Guyon Mcknight | Registered representative | CFA | Feb 2018 (9y) | |
| Alexander Dunsmore Fraser | Registered representative | CFA | Jan 2019 (8y) | |
| Charles Frost Perkins | Registered representative | CFA | Aug 2020 (6y) | |
| David Lippincott Brooks | Registered representative | Aug 2020 (6y) | ||
| Wanxiuyuan Wang | Registered representative | CFA | Sep 2020 (6y) | |
| Rocco Anthony Ranieri | Registered representative | CFA | Oct 2020 (6y) | |
| Ryan Scott Hissey | Registered representative | Dec 2020 (6y) | ||
| Christopher Creed Harper | Registered representative | CFA | Sep 2021 (5y) | |
| Jessica Wilson | Registered representative | CFA | Nov 2022 (4y) | |
| Michael Devin Sutter | Registered representative | Dec 2022 (4y) | ||
| Stephen Mc Carthy Goddard, Jr. | Registered representative | Feb 2023 (3y) | ||
| Thaddeus James Carter | Registered representative | CFA | Jun 2023 (3y) | |
| Torey J Pellegrini | Registered representative | CFA | Sep 2023 (3y) | |
| Andrew James Goodenough | Registered representative | Nov 2024 (2y) | ||
| Ross William Frankenfield | Registered representative | CFA | Apr 2025 (1y) | |
| Max Thomas Gawlik | Registered representative | Sep 2025 (1y) | ||
| Colin Michael Kelly | Registered representative | CFA | Apr 2026 (0y) | |
| Amy Lynn Hogg | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tlc Holdings, Llc | Member | May 2012 | A | 50% – 75% |
| Lpc London, Lp | Member | May 2012 | A | 10% – 25% |
| The London Company Of Virginia Employee Holding Company, Llc | Member | Dec 2019 | A | 10% – 25% |
| Lpc London Gp, Llc | General Partner | May 2012 | B | GP / trustee / elected manager of Lpc London, Lp (indirect) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stephen Mccarthy Goddard: 75% – 100% of Tlc Holdings, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Operating Engineers' Local 324, Defined Contribution Pension Plan | Joint Board Of Trustees, Operating Engineers Local 324, Dc | 8,349 | $248M | 05/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Arkansas Childrens Foundation | Public charity | $577M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $3.0B (20% of AUM) Mar 2026
- Charles Schwab & Co. $1.1B (8% of AUM) Mar 2026
- BNY Mellon $1.1B (6% of AUM) Mar 2022
- Fidelity Brokerage Services $682M (7% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗