Wendell David Associates Inc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.1B
- Clients
- 459
- Avg AUM / client
- $2.9M
- Accounts
- 465
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 234 | $89.5M | 6.73% |
| High net worth individuals | 208 | $988M | 74.3% |
| Banking or thrift institutions | Fewer than 5 clients | $41.6M | 3.13% |
| Pension and profit sharing plans | Fewer than 5 clients | $88.2M | 6.63% |
| Charitable organizations | 17 | $122M | 9.17% |
| Corporations and other businesses | Fewer than 5 clients | $780K | 0.06% |
| Other | Fewer than 5 clients | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Karen "Nmn" Wendell | Ceo, President, Treasurer & Chief Compliance Officer | Mar 2001 (25y) | 75% or more | |
| William Henry Ledger Mitchell | Chairman | Jan 2011 (16y) | Less than 5% | |
| Neil Gerhard Bleicken | Senior Vice President | Jun 2016 (10y) | Less than 5% | |
| Farris, Anne, Fleming | Senior Vice President Operations And Secretary | Jul 2023 (3y) | Less than 5% | |
| Reid Vaile Smith | Senior Vice President | CFA | Sep 2023 (3y) | Less than 5% |
| Timothy Patrick Reardon | Registered representative | Aug 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $685M (52% of AUM) Mar 2026
- Wells Fargo $126M (12% of AUM) Mar 2021
- Fiduciary Trust Company $94.8M (12% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗