Mench Financial Inc
- Regulatory AUM
- $131M
- Discretionary
- $131M
- Clients
- 183
- Avg AUM / client
- $714K
- Accounts
- 183
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $14.5M | 11.1% |
| High net worth individuals | 82 | $82.4M | 63.1% |
| Pension and profit sharing plans | 2 | $2.4M | 1.81% |
| Charitable organizations | 3 | $24.2M | 18.5% |
| Corporations and other businesses | 3 | $7.1M | 5.44% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Stanley Mench | Chief Compliance Officer; Chief Executive Officer; Chief Financial Office; Chief Operations Officer; Chief Legal Officer | Dec 1994 (32y) | 75% or more | |
| Andrea Elizabeth Mench | Registered representative | Aug 2011 (15y) | ||
| Tonia S Hahn | Registered representative | Jul 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $85.4M (65% of AUM) Mar 2026
- RBC $21.7M (17% of AUM) Mar 2026
- Raymond James $20.7M (11% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗