Hartford Investment Management Company
- Regulatory AUM
- $124B
- Discretionary
- $118B
- Clients
- 80
- Avg AUM / client
- $1.5B
- Accounts
- 187
- Employees
- 322
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Asset allocation (SMA assets by investment type)
as of Mar 27, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | Fewer than 5 clients | $3.0B | 2.4% |
| Investment companies | 11 | $390M | 0.32% |
| Pooled investment vehicles (non-investment companies) | 13 | $20.8B | 16.8% |
| Pension and profit sharing plans | 5 | $3.9B | 3.13% |
| Other investment advisers | Fewer than 5 clients | $6.0B | 4.87% |
| Insurance companies | 44 | $89.3B | 72.3% |
| Corporations and other businesses | Fewer than 5 clients | $255M | 0.21% |
| Other | 7 | $22.9M | 0.02% |
Private funds (36)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $19.6B combined gross assets
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Page, Brenda, Jean | Secretary And Chief Legal Officer | Aug 2007 (19y) | Less than 5% | |
| Maher, John, M | Executive Managing Director And Director | Aug 2015 (11y) | Less than 5% | |
| Brennan, Timothy, L. | Chief Compliance Officer | Jul 2017 (9y) | Less than 5% | |
| Stepnowski, Amy, Marie | President And Director | Aug 2020 (6y) | Less than 5% | |
| Edelblum, Ira | Senior Managing Director And Director | Mar 2021 (5y) | Less than 5% | |
| Aube, Rene | Senior Managing Director And Director | Jan 2022 (5y) | Less than 5% | |
| Perrotti, Peter, P. | Executive Managing Director And Director | Dec 2022 (4y) | Less than 5% | |
| Pascavis, Travis, Scott | Senior Managing Director And Director | Aug 2024 (2y) | Less than 5% | |
| Norman, Harry, Patrick | Chief Risk Officer | Nov 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Hartford Financial Services Group, Inc. | Parent Of Applicant | Dec 1996 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (36, $19.6B gross assets)
Top 25 of 36 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6)
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- J.P. Morgan $55.0B (45% of AUM) Mar 2026
- BNY Mellon $11.4B (9% of AUM) Mar 2026
- Citibank $10.4B (9% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗