M. Kraus & Company
- Regulatory AUM
- $559M
- Discretionary
- $518M
- Clients
- 228
- Avg AUM / client
- $2.5M
- Accounts
- 483
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Investments (13F portfolio — 81 positions, $342,860,054)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc. Class C | COM | $28,754,273 | 100,238 | 8.39% | 5.14% |
| 2 | Microsoft Corp. | COM | $27,751,855 | 74,971 | 8.09% | 4.96% |
| 3 | Berkshire Hathaway B | COM | $20,751,277 | 43,304 | 6.05% | 3.71% |
| 4 | L3 Harris Technologies | COM | $16,147,210 | 46,783 | 4.71% | 2.89% |
| 5 | Rtx Corporation | COM | $14,963,574 | 77,572 | 4.36% | 2.68% |
| 6 | Thermo Fisher Scientific | COM | $14,675,133 | 29,856 | 4.28% | 2.62% |
| 7 | Next Era Energy, Inc. | COM | $12,265,454 | 132,057 | 3.58% | 2.19% |
| 8 | Norfolk Southern | COM | $12,017,311 | 41,872 | 3.51% | 2.15% |
| 9 | Johnson & Johnson | COM | $11,970,571 | 48,971 | 3.49% | 2.14% |
| 10 | Cisco Systems Inc. | COM | $11,907,275 | 153,464 | 3.47% | 2.13% |
| 11 | Rockwell Automation | COM | $11,338,866 | 31,595 | 3.31% | 2.03% |
| 12 | Ecolab Inc. | COM | $9,772,332 | 36,735 | 2.85% | 1.75% |
| 13 | Illinois Tool Works | COM | $9,737,969 | 37,412 | 2.84% | 1.74% |
| 14 | Church & Dwight Co. | COM | $9,333,517 | 100,016 | 2.72% | 1.67% |
| 15 | Abb Vie Inc. | COM | $8,514,888 | 39,151 | 2.48% | 1.52% |
| 16 | Procter & Gamble | COM | $8,401,767 | 58,168 | 2.45% | 1.5% |
| 17 | Pepsi Co Inc. | COM | $8,134,761 | 52,384 | 2.37% | 1.45% |
| 18 | Carrier Global Corp | COM | $7,930,886 | 140,843 | 2.31% | 1.42% |
| 19 | Abbott Laboratories | COM | $7,898,846 | 76,934 | 2.3% | 1.41% |
| 20 | Enbridge Inc. | COM | $7,710,240 | 142,413 | 2.25% | 1.38% |
| 21 | Linde Plc | COM | $7,641,149 | 15,413 | 2.23% | 1.37% |
| 22 | Broadcom Inc | COM | $7,285,556 | 23,539 | 2.12% | 1.3% |
| 23 | Apple Inc. | COM | $6,895,104 | 27,169 | 2.01% | 1.23% |
| 24 | Mondelez International | COM | $6,456,583 | 112,016 | 1.88% | 1.15% |
| 25 | Microchip Technology | COM | $5,771,620 | 89,330 | 1.68% | 1.03% |
Top 25 of 81 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 88 | $24.1M | 4.32% |
| High net worth individuals | 131 | $518M | 92.7% |
| Charitable organizations | 5 | $16.6M | 2.97% |
| Corporations and other businesses | 4 | $203K | 0.04% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aileen Jane Kraus | President | CFA | May 1996 (30y) | 75% or more |
| Denise Marie Dalton | Senior Vice President / Chief Compliance Officer | Mar 2001 (25y) | Less than 5% | |
| Christopher Michael Capano | Executive Vice President | Apr 2005 (21y) | Less than 5% | |
| Travis Benjamin Unger | Registered representative | Jul 2019 (7y) | ||
| Katherine Helene Still | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $559M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗