Northwest Financial Services Inc
- Regulatory AUM
- $635M
- Discretionary
- $635M
- Clients
- 377
- Avg AUM / client
- $1.7M
- Accounts
- 377
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 208 | $101M | 15.9% |
| High net worth individuals | 169 | $534M | 84.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vorys, Sater, Seymour And Pease Llp Retirement Plan Vorys, Sater, Seymour And Pease Llp | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron James Pettersen | Chief Compliance Officer, Chief Investment Officer, And Secretary | CFP | Apr 2004 (22y) | 5% – 10% |
| Matthew Colin Yeiter | President | CFP | Sep 2011 (15y) | 50% – 75% |
| Thomas Dane Gross | Vice President | CFP | Nov 2011 (15y) | 25% – 50% |
| Sarah E Austin | Registered representative | CFP | May 2016 (10y) | |
| Rachel L Leman | Registered representative | CFP | Oct 2017 (9y) | |
| Brady G Webster | Registered representative | May 2020 (6y) | ||
| Molly O'shea | Registered representative | Sep 2022 (4y) | ||
| Holly Marie Wharton | Registered representative | CFP | Nov 2024 (2y) | |
| Dexter Albert White | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vorys, Sater, Seymour And Pease Llp Retirement Plan | Vorys, Sater, Seymour And Pease Llp | 708 | $436M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $485M (76% of AUM) Mar 2026
- Alight Financial Solutions, Llc $37.9M (11% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗