E.P.G., Incorporated
- Regulatory AUM
- $3.2B
- Discretionary
- $0
- Clients
- 72
- Avg AUM / client
- $44.5M
- Accounts
- 72
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 21 | $43.7M | 1.36% |
| Banking or thrift institutions | 48 | $3.2B | 98.4% |
| Charitable organizations | 3 | $7.3M | 0.23% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Lawrence Thomas | President, Director | Feb 1996 (31y) | 50% – 75% | |
| Pang, Stella, Wing Chung | Shareholder | Feb 1996 (31y) | 10% – 25% | |
| Dwyer, Allan, Robert | Shareholder | Apr 1996 (30y) | 10% – 25% | |
| Dube, Daniel, Bruce | Chief Compliance Officer | Mar 2008 (18y) | Less than 5% | |
| Jonathan Alan Rankin | Director | Feb 2017 (9y) | Less than 5% | |
| Greely, Mary Laura | Director | Sep 2017 (9y) | Less than 5% | |
| Nicholas William Papageorge | Registered representative | Mar 2021 (5y) | ||
| Elizabeth Ann Loveless | Registered representative | Aug 2023 (3y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Citibank $2.2B (67% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗