AUMdb

Investor Advisory Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 106837 · SEC file 801-79417 · Charlotte, NC · WWW.THEIAG.COM
☆ Save with Pro ADV data as of Mar 04, 2026
Regulatory AUM
$172M
Discretionary
$0
Clients
184
Avg AUM / client
$935K
Accounts
442
Employees
4

AUM over time

$76.7M $172M
Feb 9, 2012 Mar 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 129 $39.5M 23.0%
High net worth individuals 54 $131M 76.1%
Pension and profit sharing plans 1 $1.7M 0.97%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Edward Keith Jackson Manager Jul 2011 (15y) ≈ 37.5% – 75% via Aspirational Investments, Llc
Jackson, Julie, Frazer Owner Jul 2012 (14y) GP / trustee / elected manager of Aspirational Investments, Llc (indirect)
Robert Joel Jones Owner Dec 2015 (11y) ≈ 37.5% – 75% via Jones & Company Wealth Advisors, Llc
Mark T. Conrad Registered representative Aug 2020 (6y)
Michael Frazer Jackson Registered representative Sep 2021 (5y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Aspirational Investments, Llc Owner Jul 2015 A 50% – 75%
Jones & Company Wealth Advisors, Llc Owner Jan 2018 A 50% – 75%

Estimated effective ownership (look-through of filed bands):

  • Edward Keith Jackson: 75% – 100% of Aspirational Investments, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
  • Robert Joel Jones: 75% – 100% of Jones & Company Wealth Advisors, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/04/2026 950 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.

View current Form ADV (SEC/IAPD) ↗