Dominion Portfolio Management, Inc.
- Regulatory AUM
- $277M
- Discretionary
- $277M
- Clients
- 782
- Avg AUM / client
- $354K
- Accounts
- 782
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 756 | $187M | 67.7% |
| High net worth individuals | 26 | $89.6M | 32.3% |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Calton, Derek, Jay | Vice President/Director | Jul 2023 (3y) | Less than 5% | |
| Ciccati, Randall, Lee | Ceo/Director | Jul 2023 (3y) | Less than 5% | |
| Dwayne Kent Calton | President/Director | Jul 2023 (3y) | Less than 5% | |
| Fernando Fussa Ocasio | Chief Financial Officer/Finop | Jul 2023 (3y) | Less than 5% | |
| Paul Reid Richardson | Chief Operating Officer | Jul 2023 (3y) | Less than 5% | |
| Rameshwar Singh | Director / Secretary /President Of Advisory Services | Jul 2023 (3y) | Less than 5% | |
| Saad Rahmouni Idrissi | Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Rix Carlton Smith | Registered representative | Mar 1996 (30y) | ||
| Thomas Stanley Brister | Registered representative | CFP | Jan 2006 (21y) | |
| Joyce Lynell Briskin | Registered representative | Feb 2006 (20y) | ||
| John Ernest Boyd | Registered representative | May 2011 (15y) | ||
| Randall Warren Smith | Registered representative | Jun 2011 (15y) | ||
| Joy Elizabeth Lawrence | Registered representative | Apr 2013 (13y) | ||
| William Dale Hester | Registered representative | Feb 2017 (9y) | ||
| Drew Eldred Nixon | Registered representative | Jun 2017 (9y) | ||
| James Edward Hughes | Registered representative | Jun 2017 (9y) | ||
| Daryl Anthony Arnett | Registered representative | Dec 2017 (9y) | ||
| Reynaldo Batista | Registered representative | Feb 2018 (9y) | ||
| Bryan Clemmons | Registered representative | Apr 2018 (8y) | ||
| Robert Martin Werr | Registered representative | Jun 2019 (7y) | ||
| Stephanie Diane Acosta | Registered representative | Sep 2020 (6y) | ||
| Joseph Marino St George | Registered representative | Nov 2020 (6y) | ||
| Charles Edward Maraggia | Registered representative | Sep 2021 (5y) | ||
| Lauren Hester Jason | Registered representative | Feb 2022 (4y) | ||
| Doug Scott Graumann | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Calton & Associates, Inc. | Shareholder | Jul 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Hilltop Securities Inc. $157M (57% of AUM) Jul 2026
- Franklin Distributors, Llc $109M (39% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗