AUMdb

Hartline Investment Corp.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 106923 · SEC file 801-36627 · Winnetka, IL · WWW.HARTLINEINV.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$935M
Discretionary
$669M
Clients
266
Avg AUM / client
$3.5M
Accounts
455
Employees
6

AUM over time

$320M $935M
Apr 2, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 112 positions, $908,925,543)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation Com Stock $109,846,712 629,855 12.1% 11.7%
2 Berkshire Hathaway Inc Del Cl A Stock $85,458,660 119 9.4% 9.14%
3 Ishares Floating Rate Bond Etf ETF $71,733,677 1,407,923 7.89% 7.67%
4 Apple Inc Com Stock $55,167,415 217,374 6.07% 5.9%
5 Vertiv Holdings Co Com Cl A Stock $47,847,750 190,948 5.26% 5.11%
6 Alphabet Inc Cap Stk Cl A Stock $39,249,358 136,491 4.32% 4.2%
7 Corning Inc Com Stock $37,441,243 275,364 4.12% 4.0%
8 Marvell Technology Inc Com Stock $35,761,309 361,043 3.93% 3.82%
9 Amazon Com Inc Com Stock $29,928,191 143,699 3.29% 3.2%
10 Cloudflare Inc Cl A Com Stock $24,867,478 120,517 2.74% 2.66%
11 Microsoft Corp Com Stock $24,438,267 66,019 2.69% 2.61%
12 Advanced Micro Devices Inc Com Stock $23,324,470 114,656 2.57% 2.49%
13 Walmart Inc Com Stock $22,766,729 183,189 2.5% 2.43%
14 Meta Platforms Inc Cl A Stock $18,164,555 31,749 2.0% 1.94%
15 Schwab 1 5 Year Corporate Bond Etf ETF $15,832,036 640,325 1.74% 1.69%
16 Ge Vernova Inc Com Stock $14,858,504 17,022 1.63% 1.59%
17 Dell Technologies Inc Cl C Stock $13,890,650 84,632 1.53% 1.48%
18 Morgan Stanley Com New Stock $13,714,770 83,337 1.51% 1.47%
19 Eli Lilly & Co Com Stock $13,331,146 14,494 1.47% 1.43%
20 Citigroup Inc Com New Stock $12,830,640 113,135 1.41% 1.37%
21 Palantir Technologies Inc Cl A Stock $11,917,432 81,470 1.31% 1.27%
22 Berkshire Hathaway Inc Del Cl B New Stock $10,893,174 22,732 1.2% 1.16%
23 Ishares Treasury Floating Rate Bond Etf ETF $10,803,429 213,380 1.19% 1.15%
24 Marriott Intl Inc New Cl A Stock $9,853,311 30,126 1.08% 1.05%
25 Visa Inc Com Cl A Stock $9,568,314 31,658 1.05% 1.02%

Top 25 of 112 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 158 $35.3M 3.77%
High net worth individuals 90 $672M 71.8%
Pension and profit sharing plans 1 $2.6M 0.28%
Charitable organizations 17 $226M 24.1%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian William Hart President And Ceo Aug 2021 (5y) 75% or more
Kathryn Dunn Parker Chief Compliance Officer Jan 2023 (4y) Less than 5%
William George Hart Registered representative CFA Mar 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 916 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗