Sarofim International Management Company Llc
- Regulatory AUM
- $2.4B
- Discretionary
- $2.4B
- Clients
- 14
- Avg AUM / client
- $172M
- Accounts
- 14
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of May 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 3 | $937M | 38.9% |
| Corporations and other businesses | 11 | $1.5B | 61.1% |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raye Gillis White | Director, Executive Vice President, Secretary, Treasurer, Chief Compliance Officer | Chartered Investment Counselor | Nov 1993 (33y) | Less than 5% |
| Sheedy, Charles, Edmund | Senior Vice President | Nov 1993 (33y) | Less than 5% | |
| William Gentry Lee, Jr. | Director, Chief Executive Officer | CFA | Jun 2001 (25y) | Less than 5% |
| Reynaldo (Nmn) Reza | Senior Vice President | CFA | Jun 2001 (25y) | Less than 5% |
| Alan Robert Christensen | Head Of Investment Risk | CFA | Jun 2010 (16y) | Less than 5% |
| Gibbons, Michele, Lew | General Counsel | Sep 2021 (5y) | Less than 5% | |
| Christopher Binyon Sarofim | Director, Chairman And President | May 2022 (4y) | Less than 5% | |
| Colucci, John | Chief Operating Officer | Sep 2022 (4y) | Less than 5% | |
| Robison, Alexander, Chase | Chief Financial Officer | Mar 2024 (2y) | Less than 5% | |
| Catherine Paddock Crain | Registered representative | CFA | Apr 2010 (16y) | |
| Douglas Kenneth Alder | Registered representative | CFA | Jun 2010 (16y) | |
| Samuel Edward Cody Dick | Registered representative | CFA | Jun 2010 (16y) | |
| Anthony John Gracely | Registered representative | CFA | Aug 2012 (14y) | |
| Nicholas Joseph Zdeblick | Registered representative | CFA | Sep 2012 (14y) | |
| David T Searls | Registered representative | Sep 2012 (14y) | ||
| Matthew Michael Altenau | Registered representative | CFA | Jul 2013 (13y) | |
| Daniel Patrick Connally | Registered representative | CFA | Dec 2013 (13y) | |
| Vernon Scott Perry | Registered representative | CFA | Dec 2013 (13y) | |
| Hengzhe Joseph Li | Registered representative | CFA | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sarofim Fayez & Co | Shareholder | Nov 1993 | A | 75% or more |
| The Sarofim Group Llc | Shareholder | Dec 1995 | B | ≈ 56.25% – 100% via Sarofim Fayez & Co |
| Sarofim Sgi Voting Trust | E | May 2022 | B | ≈ 42.19% – 100% via The Sarofim Group Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Sarofim Group Llc: 75% – 100% of Sarofim Fayez & Co × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Sarofim Sgi Voting Trust: 75% – 100% of The Sarofim Group Llc × 75% – 100% of Sarofim Fayez & Co × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Papamarkou Wellner & Co., Inc. $973M (40% of AUM) May 2026
- Credit Suisse Securities (Usa) Llc $355M (15% of AUM) May 2026
- Northern Trust $65.4M (1% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2026.
View current Form ADV (SEC/IAPD) ↗