Weatherly Asset Management Lp
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 381
- Avg AUM / client
- $4.4M
- Accounts
- 1,348
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 90 | $38.7M | 2.3% |
| High net worth individuals | 281 | $1.6B | 94.4% |
| Pension and profit sharing plans | 5 | $45.7M | 2.72% |
| Charitable organizations | 3 | $3.5M | 0.21% |
| Corporations and other businesses | 2 | $5.4M | 0.32% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan Scripps Clinic Medical Group, Inc. | 2024 | |
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carolyn Person Taylor | Limited Partner, Chief Compliance Officer | Oct 1994 (32y) | 75% or more | |
| Brenton Boyle Armstrong | Registered representative | CFP | Feb 2008 (18y) | |
| Kelli Marie Burger | Registered representative | CFP | May 2012 (14y) | |
| Brooke Boone Kelly | Registered representative | CFP | Dec 2016 (10y) | |
| Ryan Anthony Richardson | Registered representative | CFP Chartered Financial Consultant | Nov 2017 (9y) | |
| Chase Samuel Hayhurst | Registered representative | CFP | May 2019 (7y) | |
| Aubrey Mckee Brown | Registered representative | CFP | Sep 2019 (7y) | |
| Andrea Taylor | Registered representative | CFP | Apr 2022 (4y) | |
| Martin Gabriel Rascon | Registered representative | CFA | Oct 2022 (4y) | |
| Sally Hisako Eisenberg | Registered representative | Jul 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Weatherly Asset Management, Inc. | General Partner | Dec 1994 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan | Scripps Clinic Medical Group, Inc. | 1,073 | $962M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 923 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- National Financial Services (Fidelity) $1.5B (92% of AUM) Feb 2026
- Fidelity Investments $664M (87% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗