Pacific Global Investment Management Company
- Regulatory AUM
- $87.5M
- Discretionary
- $86.9M
- Clients
- 127
- Avg AUM / client
- $689K
- Accounts
- 198
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $15.6M | 17.9% |
| High net worth individuals | 45 | $64.2M | 73.4% |
| Charitable organizations | 1 | $2.9M | 3.3% |
| Corporations and other businesses | 2 | $4.8M | 5.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Bay Medical Management, Llc 401(k) Profit Sharing Plan Bay Medical Management, Llc | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Allen Henning | Ceo,D | Jan 1992 (35y) | 25% – 50% | |
| Kelley, Barbara, Anne | Chief Compliance Officer, Evp,D | Dec 1999 (27y) | Less than 5% | |
| Henning, Catherine, Leigh | Sr Vice President & Secretary | Apr 2004 (22y) | Less than 5% | |
| Thomas Herbert Hanson | Trustee Thomas H. Hanson Revocable Trust | Feb 2010 (17y) | 10% – 25% | |
| Apple, Edward, Lee | Director | Jul 2012 (14y) | 5% – 10% | |
| Hirasaki, Marcia, Haru | Trustee The Hirasaki Family Trust Bypass Share | Aug 2022 (4y) | 10% – 25% | |
| Hirasaki, Mark, Kiyoshi | Trustee The Hirasaki Family Trust Bypass Share | Aug 2022 (4y) | 10% – 25% | |
| Becky Ellen Farrant | Registered representative | CFP | Sep 2009 (17y) | |
| Julie Mae Ford | Registered representative | Oct 2017 (9y) | ||
| Lianna Lana Kzirian | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Hirasaki Family Trust Bypass Share | Common Stock Shareholder | Oct 1996 | A | 10% – 25% |
| Thomas H. Hanson Revocable Trust | Common Stock Shareholder | Feb 2010 | A | 5% – 10% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Bay Medical Management, Llc 401(k) Profit Sharing Plan | Bay Medical Management, Llc | 337 | $209M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 1.29 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 06/26/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Merrill Lynch $383M (64% of AUM) Aug 2020
- Charles Schwab & Co. $57.4M (66% of AUM) Jul 2026
- National Financial Services (Fidelity) $26.4M (30% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗