AUMdb

Argus Investors' Counsel, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 106981 · SEC file 801-2423 · New York, NY · WWW.ARGUSRESEARCH.COM
☆ Save with Pro ADV data as of Jan 26, 2026
Regulatory AUM
$137M
Discretionary
$137M
Clients
303
Avg AUM / client
$453K
Accounts
285
Employees
8

AUM over time

$128M $1.2B
Feb 28, 2012 Jan 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 274 $92.7M 67.5%
High net worth individuals 8 $24.0M 17.5%
Pension and profit sharing plans Fewer than 5 clients $15.0M 10.9%
Charitable organizations Fewer than 5 clients $5.5M 4.04%
Other investment advisers 21 $0

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Coleman, Daryl, D Director Jul 1991 (35y) Less than 5%
Wagoner, Sharon, D Chairman, President, Secretary And Director Jul 1991 (35y) Less than 5%
Kevin Michael Heal Cco Nov 2018 (8y) Less than 5%
Donna Marie Palais Registered representative Mar 2003 (23y)
John M. Eade Registered representative Jun 2019 (7y)
Richard Anthony Ciuba Registered representative Aug 2020 (6y)
Taylor Conrad Registered representative May 2022 (4y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
The Argus Research Group, Inc. Parent Company Nov 1983 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/26/2026 951 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.

View current Form ADV (SEC/IAPD) ↗