Ridge Creek Global, Inc.
- Regulatory AUM
- $255M
- Discretionary
- $226M
- Clients
- 51
- Avg AUM / client
- $5.0M
- Accounts
- 51
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $10.1M | 3.95% |
| High net worth individuals | 31 | $212M | 83.2% |
| Charitable organizations | 2 | $32.7M | 12.8% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen K. Chapman | Chief Executive Officer | CFA | Jan 1989 (38y) | 75% or more |
| William N. Chapman | Treasurer | CFA | Dec 2003 (23y) | Less than 5% |
| Masters, Emily, Jayne | Chief Compliance Officer | Dec 2017 (9y) | Less than 5% | |
| Chapman, Alexander, Stuart | President | Dec 2021 (5y) | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $186M (73% of AUM) Mar 2026
- Bank Of America, National Association $33.2M (13% of AUM) Mar 2026
- Us Trust, Bank Of America Private Wealth Management $29.7M (14% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗