Berkshire Capital Holdings Inc
SEC-registered
Mutual Fund / Asset Manager · Small ($100M–$1B)
CRD 107175
· SEC file 801-53149
·
· WWW.BERKSHIREFUNDS.COM
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ADV data as of Mar 09, 2026
- Regulatory AUM
- $283M
- Discretionary
- $283M
- Clients
- 1
- Avg AUM / client
- $283M
- Accounts
- 1
- Employees
- 2
AUM over time
$40.6M
$866M
Mar 26, 2012
Mar 9, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $283M | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fobes, Malcolm, Randall | Chairman/Ceo | Feb 1993 (34y) | 75% or more | |
| Fobes, Lavon, Hopper | Corporate Secretary | Oct 2007 (19y) | 75% or more | |
| Buck, Lesley, Anne | Chief Compliance Officer | Dec 2023 (3y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 889 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗