Whelan Financial
- Regulatory AUM
- $782M
- Discretionary
- $782M
- Clients
- 512
- Avg AUM / client
- $1.5M
- Accounts
- 1,718
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 248 | $75.1M | 9.61% |
| High net worth individuals | 222 | $556M | 71.1% |
| Pension and profit sharing plans | 37 | $137M | 17.6% |
| Charitable organizations | 2 | $11.9M | 1.52% |
| Corporations and other businesses | 3 | $1.3M | 0.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Community Medical Imaging 401(k) Profit Sharing Plan Central Valley Community Medical Imaging | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Portia Lissi White | Chief Executive Officer And Partner | CFP | Jun 2006 (20y) | 10% – 25% |
| Vincent Joseph Whelan | President | CFP | May 2012 (14y) | 75% or more |
| Taylor John Whelan | Chief Financial Officer | CFP CFA | Dec 2014 (12y) | 5% – 10% |
| Michael James Ryan | Chief Compliance Officer | CFP | May 2021 (5y) | Less than 5% |
| Michael David Manjarrez | Registered representative | CFP | Feb 2021 (5y) | |
| Lori Nicole Ong | Registered representative | CFP | May 2021 (5y) | |
| Stephen Christopher Detweiler | Registered representative | CFP | Jan 2025 (2y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Community Medical Imaging 401(k) Profit Sharing Plan | Central Valley Community Medical Imaging | 197 | $77.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/27/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $758M (97% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2026.
View current Form ADV (SEC/IAPD) ↗