AUMdb

Investment Management Corporation

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107246 · SEC file 801-107457 · Roanoke, VA · INVESTMENTMANAGEMENTCORPORATION.COM
☆ Save with Pro ADV data as of Feb 26, 2026
Regulatory AUM
$191M
Discretionary
$191M
Clients
193
Avg AUM / client
$991K
Accounts
666
Employees
6

AUM over time

$72.5M $191M
Mar 15, 2012 Feb 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026

Investments (13F portfolio — 52 positions, $116,425,322)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Lowes Cos Inc COM $22,923,211 97,017 19.7% 12.0%
2 Invesco Exchange Traded Fd T AEROSPACE DEFN $14,544,445 87,776 12.5% 7.61%
3 Innovator Etfs Trust GRWT100 PWR BUF $10,350,740 183,638 8.89% 5.41%
4 Innovator Etfs Trust EQUITY DUAL DIRT $9,677,309 467,955 8.31% 5.06%
5 Ishares Tr CORE S&P500 ETF $9,579,611 14,665 8.23% 5.01%
6 Spdr Gold Tr GOLD SHS $7,348,123 17,077 6.31% 3.84%
7 Select Sector Spdr Tr STATE STREET UTI $4,103,617 89,423 3.52% 2.15%
8 Vanguard Whitehall Fds HIGH DIV YLD $2,686,805 18,142 2.31% 1.41%
9 Innovator Etfs Trust US SML CP PWR B $2,158,655 51,739 1.85% 1.13%
10 Ishares Tr S&P 500 GRWT ETF $1,933,981 17,098 1.66% 1.01%
11 Innovator Etfs Trust INTRNL DEV APRL $1,870,509 59,063 1.61% 0.98%
12 Ishares Tr MSCI EMG MKT ETF $1,398,904 24,633 1.2% 0.73%
13 Fidelity Covington Trust MSCI UTILS INDEX $1,397,193 23,653 1.2% 0.73%
14 Select Sector Spdr Tr STATE STREET COM $1,379,594 12,444 1.19% 0.72%
15 Select Sector Spdr Tr STATE STREET TEC $1,266,822 9,532 1.09% 0.66%
16 Spdr Series Trust STATE STREET SPD $1,088,399 8,521 0.93% 0.57%
17 Vaneck Etf Trust SEMICONDUCTR ETF $1,018,836 2,657 0.88% 0.53%
18 Amazon Com Inc COM $956,438 4,592 0.82% 0.5%
19 Nvidia Corporation COM $912,344 5,231 0.78% 0.48%
20 Invesco Qqq Tr UNIT SER 1 $891,740 1,545 0.77% 0.47%
21 Capital One Finl Corp COM $881,966 4,835 0.76% 0.46%
22 Microsoft Corp COM $846,133 2,286 0.73% 0.44%
23 Ishares Tr CORE S&P MCP ETF $820,381 12,148 0.7% 0.43%
24 Merck & Co Inc COM $811,852 6,749 0.7% 0.42%
25 Berkshire Hathaway Inc Del CL B NEW $800,743 1,671 0.69% 0.42%

Top 25 of 52 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 135 $34.8M 18.2%
High net worth individuals 49 $148M 77.2%
Pension and profit sharing plans 6 $8.7M 4.52%
Corporations and other businesses 3 $45.5K 0.02%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Gregory Tinaglia President/Chief Compliance Officer Jan 1986 (41y) 75% or more
Kevin William Warman Registered representative Apr 2014 (12y)
Denise L Heimel Registered representative CFP Jun 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/26/2026 900 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management

Services

  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.

View current Form ADV (SEC/IAPD) ↗