AUMdb

Pinnacle Advisors Llc

SEC-registered Private Fund Manager · Boutique (under $100M) CRD 107275 · SEC file 801-53493 · East Syracuse, NY · www.nysafunds.com
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$433K
Discretionary
$433K
Clients
2
Avg AUM / client
$217K
Accounts
1
Employees
2

AUM over time

$433K $2.8M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $0
Pooled investment vehicles (non-investment companies) 1 $433K 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Kidd, Gregg, Anthony Member Oct 1996 (30y) 25% – 50%
Lanning, Jr., Richard, Duell Member Oct 1996 (30y) 5% – 10%
Lonergan, Luke, James Member Oct 1996 (30y) 10% – 25%
Cuvelier, Gregory, B Member Dec 1998 (28y) 10% – 25%
Robert Frank Cuculich President Feb 2012 (15y) 25% – 50%
Benjamin Ryan Quilty Chief Compliance Officer CFP Jun 2013 (13y) 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.3 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Civil judicial as of Mar 26, 2024

Allegations: THIS CASE INVOLVES THE FAILURE OF A REGISTERED OPEN-END INVESTMENT COMPANY (THE "NYSA FUND" OR THE "FUND") TO COMPLY WITH RULES 22E-4 (THE "LIQUIDITY RULE") AND 30B1-10 UNDER THE INVESTMENT COMPANY ACT OF 1940 (THE "INVESTMENT COMPANY ACT"). FROM JUNE 2019 TO JUNE 2020, MORE THAN 15% OF THE NYSA FUND'S NET ASSETS WERE INVESTED IN THE RESTRICTED SHARES OF A MEDICAL DEVICE COMPANY AND THE FUND FAILED TO COMPLY WITH APPLICABLE REPORTING AND FILING REQUIREMENTS OR TO BRING ITS POSITION IN THE RESTRICTED SHARES OF THE MEDICAL DEVICE COMPANY UNDER THE 15% THRESHOLD AS REQUIRED BY SEC RULES. Status: Pending Summary: THE SECURITIES AND EXCHANGE COMMISSION (SEC) IMPLEMENTED A NEW LIQUIDITY RISK MANAGEMENT RULE IN 2019, WHICH INCREASED THE NUMBER OF LIQUIDITY CLASSIFICATIONS THAT OPEN-END MUTUAL FUNDS MUST ASSIGN TO INVESTMENTS IN ITS PORTFOLIO. THE SEC HAS INITIATED AN INVESTIGATION INTO A LIQUIDITY CLASSIFICATION DETERMINATION FOR ONE SINGLE EQUITY SECURITY HELD IN A FORMER PUBLICLY TRADED MUTUAL FUND, THE NYSA FUND (SYMBOL: NYSAX). WE CONTINUE TO BELIEVE THE FUND EXERCISED A "GOOD FAITH" JUDGEMENT IN ITS CLASSIFICATION AND THAT THE INVESTMENT PROPERLY MET THE REQUIREMENTS OF THE RULE.

Regulatory as of Mar 26, 2024

Allegations: THIS CASE INVOLVES THE FAILURE OF A REGISTERED OPEN-END INVESTMENT COMPANY (THE "NYSA FUND" OR THE "FUND") TO COMPLY WITH RULES 22E-4 (THE "LIQUIDITY RULE") AND 30B1-10 UNDER THE INVESTMENT COMPANY ACT OF 1940 (THE "INVESTMENT COMPANY ACT"). FROM JUNE 2019 TO JUNE 2020, MORE THAN 15% OF THE NYSA FUND'S NET ASSETS WERE INVESTED IN THE RESTRICTED SHARES OF A MEDICAL DEVICE COMPANY AND THE FUND FAILED TO COMPLY WITH APPLICABLE REPORTING AND FILING REQUIREMENTS OR TO BRING ITS POSITION IN THE RESTRICTED SHARES OF THE MEDICAL DEVICE COMPANY UNDER THE 15% THRESHOLD AS REQUIRED BY SEC RULES. Status: Pending Summary: THE SECURITIES AND EXCHANGE COMMISSION (SEC) IMPLEMENTED A NEW LIQUIDITY RISK MANAGEMENT RULE IN 2019, WHICH INCREASED THE NUMBER OF LIQUIDITY CLASSIFICATIONS THAT OPEN-END MUTUAL FUNDS MUST ASSIGN TO INVESTMENTS IN ITS PORTFOLIO. THE SEC HAS INITIATED AN INVESTIGATION INTO A LIQUIDITY CLASSIFICATION DETERMINATION FOR ONE SINGLE EQUITY SECURITY HELD IN A FORMER PUBLICLY TRADED MUTUAL FUND, THE NYSA FUND (SYMBOL: NYSAX). WE CONTINUE TO BELIEVE THE FUND EXERCISED A "GOOD FAITH" JUDGEMENT IN ITS CLASSIFICATION AND THAT THE INVESTMENT PROPERLY MET THE REQUIREMENTS OF THE RULE.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗