Professional Financial Advisors Inc
- Regulatory AUM
- $426M
- Discretionary
- $421M
- Clients
- 259
- Avg AUM / client
- $1.6M
- Accounts
- 1,222
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $58.4M | 13.7% |
| High net worth individuals | 100 | $368M | 86.3% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Steuart Hemphill | Principal | CFP Chartered Financial Consultant | Feb 1990 (37y) | 75% or more |
| Thomas Alan Rylko | Director | CFP | May 2009 (17y) | Less than 5% |
| Gadra, David, M. | Director | Nov 2014 (12y) | Less than 5% | |
| Audrey Libois | Registered representative | CFP | Aug 2011 (15y) | |
| Marvin Lee Barron | Registered representative | CFP | Sep 2022 (4y) | |
| Yousef Mohammed Maher Almbaid | Registered representative | Dec 2024 (2y) | ||
| Caroline Rose Kiser | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mai, Peter | Chief Compliance Officer | May 2023 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $378M (89% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗