AUMdb

Premier Financial Group Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107314 · SEC file 801-38364 · Eureka, CA · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 02, 2026
Regulatory AUM
$820M
Discretionary
$698M
Clients
593
Avg AUM / client
$1.4M
Accounts
1,362
Employees
17

AUM over time

$313M $820M
Feb 21, 2012 Mar 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 530 $476M 58.1%
High net worth individuals 16 $145M 17.7%
Pension and profit sharing plans 35 $155M 18.9%
Charitable organizations 5 $37.5M 4.57%
Corporations and other businesses 7 $6.4M 0.78%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Humboldt Senior Resource Center 403(b) Plan Humboldt Senior Resource Center Incorporated 2024

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jeremy Robert Sorci Principal, Director, Chief Compliance Officer Jan 2013 (14y) Less than 5%
Teresa Irene Conley Principal, Director, Certified Financial Planner, Vice President, Cfo Jan 2018 (9y) Less than 5%
Francoise Renee Crandell Registered representative Apr 2015 (11y)
Kyla Jordan Orr Registered representative Oct 2022 (4y)
Phoenix Arnold Registered representative Dec 2023 (3y)
Mary Katherine Mizera Registered representative Jan 2024 (3y)
Teresa Margaret Sollom Registered representative Oct 2024 (2y)
Carla Jennell Simpson Registered representative Jan 2025 (2y)
Ginger Lynn Weber Registered representative Jan 2025 (2y)
Wayne Oliver Caldwell Registered representative Jan 2025 (2y)
John Christian Gloor Registered representative Jan 2025 (2y)
Georgia Mae Pearl Nordquist Registered representative Feb 2025 (2y)

Undisclosed: 90% – 100% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Humboldt Senior Resource Center 403(b) Plan Humboldt Senior Resource Center Incorporated 255 $3.6M 07/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/02/2026 896 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.

View current Form ADV (SEC/IAPD) ↗