Scholtz & Company, L.L.C.
- Regulatory AUM
- $341M
- Discretionary
- $341M
- Clients
- 206
- Avg AUM / client
- $1.7M
- Accounts
- 380
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Investments (13F portfolio — 49 positions, $195,424,155)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Microsoft Corporation | COM | $15,051,515 | 40,661 | 7.7% | 4.42% |
| 2 | Alphabet Incorporated Cap Stk | CAP STK CL A | $13,479,375 | 46,875 | 6.9% | 3.96% |
| 3 | Amazon Com Incorporated | COM | $13,477,568 | 64,712 | 6.9% | 3.96% |
| 4 | Mastercard Incorporated | CL A | $11,905,399 | 23,827 | 6.09% | 3.5% |
| 5 | Meta Platforms Inc | CL A | $8,592,820 | 15,019 | 4.4% | 2.52% |
| 6 | Nvidia Corp Com | COM | $6,578,019 | 37,718 | 3.37% | 1.93% |
| 7 | General Electric Company | COM NEW | $6,568,992 | 23,149 | 3.36% | 1.93% |
| 8 | Visa Inc | COM | $6,553,772 | 21,684 | 3.35% | 1.92% |
| 9 | Taiwan Semiconductor Manufactu | SPONSORED ADS | $6,384,889 | 18,893 | 3.27% | 1.88% |
| 10 | Morgan Stanley | COM NEW | $5,336,511 | 32,427 | 2.73% | 1.57% |
| 11 | Quanta Services Inc | COM | $5,303,533 | 9,660 | 2.71% | 1.56% |
| 12 | Rheinmetall Ag Unsponsord Adr | COM | $5,141,882 | 15,447 | 2.63% | 1.51% |
| 13 | Netflix Inc | COM | $5,034,991 | 52,366 | 2.58% | 1.48% |
| 14 | Asml Holding N.V. | N Y REGISTRY SHS | $4,958,396 | 3,754 | 2.54% | 1.46% |
| 15 | Chipotle Mexican Grill | COM | $4,889,431 | 152,747 | 2.5% | 1.44% |
| 16 | Abbott Laboratories | COM | $4,504,852 | 43,877 | 2.31% | 1.32% |
| 17 | S&P Global Inc | COM | $4,332,088 | 10,185 | 2.22% | 1.27% |
| 18 | Dexcom Inc | COM | $4,311,094 | 68,648 | 2.21% | 1.27% |
| 19 | Transdigm Group Inc | COM | $4,274,244 | 3,688 | 2.19% | 1.26% |
| 20 | Valvoline Inc | COM | $4,036,918 | 119,861 | 2.07% | 1.19% |
| 21 | Rocket Cos Inc Cl A | COM CL A | $3,900,581 | 273,725 | 2.0% | 1.15% |
| 22 | Caseys General Stores Inc | COM | $3,870,759 | 5,318 | 1.98% | 1.14% |
| 23 | Wynn Resorts Ltd | COM | $3,741,711 | 36,846 | 1.91% | 1.1% |
| 24 | Eaton Corporation | SHS | $3,695,089 | 10,331 | 1.89% | 1.09% |
| 25 | Uber Technologies Inc | COM | $3,671,019 | 51,036 | 1.88% | 1.08% |
Top 25 of 49 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 102 | $49.0M | 14.4% |
| High net worth individuals | 102 | $280M | 82.2% |
| Pension and profit sharing plans | 1 | $8.4M | 2.45% |
| Charitable organizations | 1 | $3.2M | 0.94% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Dwight Scholtz | President | Feb 1994 (33y) | 50% – 75% | |
| Gildea, Patricia | Partner | Mar 1994 (32y) | 10% – 25% | |
| Gonzalez, Roy, R. | Partner | Mar 1994 (32y) | 10% – 25% | |
| Carl Henry Scholtz | Partner | CFA | Jan 2011 (16y) | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- U.S. Bank $206M (60% of AUM) Mar 2026
- Charles Schwab & Co. $80.6M (24% of AUM) Mar 2026
- Raymond James $45.8M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗