Tci Wealth Advisors, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 107373
· SEC file 801-37083
· Tucson, AZ
· TWITTER.COM
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ADV data as of Apr 22, 2026
- Regulatory AUM
- $5.4B
- Discretionary
- $5.3B
- Clients
- 3,268
- Avg AUM / client
- $1.6M
- Accounts
- 11,863
- Employees
- 72
AUM over time
$987M
$5.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Investments (13F portfolio — 251 positions, $1,883,313,234)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US EQUITY MARKET | $235,522,772 | 3,321,432 | 12.5% | 4.39% |
| 2 | Dimensional Etf Trust | US SMALL CAP ETF | $184,587,596 | 2,595,074 | 9.8% | 3.44% |
| 3 | Dimensional Etf Trust | US MKTWIDE VALUE | $167,867,313 | 3,464,039 | 8.91% | 3.13% |
| 4 | American Centy Etf Tr | US SML CP VALU | $133,973,793 | 1,212,762 | 7.11% | 2.5% |
| 5 | Dimensional Etf Trust | US HIGH PROFITAB | $92,499,235 | 2,516,301 | 4.91% | 1.72% |
| 6 | Dimensional Etf Trust | US CORE EQUITY 2 | $91,804,933 | 2,362,453 | 4.87% | 1.71% |
| 7 | Dimensional Etf Trust | INTERNATNAL VAL | $85,034,207 | 1,611,107 | 4.52% | 1.58% |
| 8 | Dimensional Etf Trust | GLOBAL REAL EST | $74,016,914 | 2,784,684 | 3.93% | 1.38% |
| 9 | American Centy Etf Tr | INTL SMCP VLU | $69,655,416 | 697,531 | 3.7% | 1.3% |
| 10 | Dimensional Etf Trust | EMGR CRE EQT MNG | $69,621,249 | 2,056,150 | 3.7% | 1.3% |
| 11 | Dimensional Etf Trust | INTL SMALL CAP E | $48,026,896 | 1,426,400 | 2.55% | 0.89% |
| 12 | Dimensional Etf Trust | INTL HIGH PROFIT | $43,035,280 | 1,335,670 | 2.29% | 0.8% |
| 13 | Dimensional Etf Trust | GLOBAL CORE PLUS | $33,189,540 | 614,735 | 1.76% | 0.62% |
| 14 | Apple Inc | COM | $31,673,598 | 124,802 | 1.68% | 0.59% |
| 15 | Dimensional Etf Trust | US TARGETED VLU | $29,402,106 | 470,810 | 1.56% | 0.55% |
| 16 | Dimensional Etf Trust | WORLD EX US CORE | $28,516,320 | 839,456 | 1.51% | 0.53% |
| 17 | Ishares Tr | CORE US AGGBD ET | $20,887,472 | 210,411 | 1.11% | 0.39% |
| 18 | Rbb Fund Trust | LONGVIEW ADVANTG | $19,487,226 | 336,794 | 1.03% | 0.36% |
| 19 | American Centy Etf Tr | AVANTIS EMGMKT | $18,880,990 | 234,314 | 1.0% | 0.35% |
| 20 | Vanguard Index Fds | TOTAL STK MKT | $17,545,896 | 54,692 | 0.93% | 0.33% |
| 21 | American Centy Etf Tr | INTL EQT ETF | $13,618,900 | 160,525 | 0.72% | 0.25% |
| 22 | Ishares Tr | CORE S&P SCP ETF | $13,332,974 | 107,256 | 0.71% | 0.25% |
| 23 | Microsoft Corp | COM | $11,285,234 | 30,487 | 0.6% | 0.21% |
| 24 | Dimensional Etf Trust | US SUSTAINABILTY | $11,135,062 | 270,992 | 0.59% | 0.21% |
| 25 | Caterpillar Inc | COM | $10,595,843 | 14,956 | 0.56% | 0.2% |
Top 25 of 251 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,899 | $817M | 15.2% |
| High net worth individuals | 1,290 | $4.3B | 81.0% |
| Pension and profit sharing plans | 49 | $123M | 2.29% |
| Charitable organizations | 8 | $45.1M | 0.84% |
| Corporations and other businesses | 22 | $33.8M | 0.63% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Intuit Inc. 401(k) Plan Intuit Inc. | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (51)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Gerhard Riebe | Shareholder | Aug 1994 (32y) | 5% – 10% | |
| John Joseph Stephens | Trustee | CFP CFA | Nov 1995 (31y) | ≈ 5% – 18.75% via John J. And Kelly H. Stephens Family Trust |
| Stephens, Kelly, H | Trustee | Nov 1995 (31y) | ≈ 5% – 18.75% via John J. And Kelly H. Stephens Family Trust | |
| Michael Abeshaus | Trustee | CFP | Aug 1998 (28y) | ≈ 3.75% – 10% via The Michael And Michelle Abeshaus Family Trust |
| Nichols, Catherine, Ann | Shareholder | May 2008 (18y) | 5% – 10% | |
| Samuel Thomas Swift | Chief Executive Officer And President | CFP CFA | Jul 2008 (18y) | 5% – 10% |
| Michael Anthony Grosso | Trustee | CFP | Aug 2008 (18y) | ≈ 3.75% – 10% via Michael Anthony Grosso Living Trust |
| Justin Matthew Thomas | Grantor And Trustee | CFP | Jun 2010 (16y) | GP / trustee / elected manager of The Justin M & Julie A. Thomas Family Trust (indirect) |
| Guy Wesley Holman | Shareholder | CFP | Nov 2010 (16y) | 5% – 10% |
| Nelson, Douglas, Lee | Trustee | Jun 2017 (9y) | ≈ 3.75% – 10% via The Doug And Brenda Nelson 2017 Living Trust | |
| Gehner, Simone, Narelle | Shareholder And Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Swift, Ashley, Meredith | Shareholder And Chief Operations Officer | Jan 2023 (4y) | Less than 5% | |
| Tellez, Arturo, Ramiro | Shareholder And Chief Practice Officer | Jan 2023 (4y) | Less than 5% | |
| Thomas, Julie, Ann | Grantor And Trustee | Jan 2023 (4y) | GP / trustee / elected manager of The Justin M & Julie A. Thomas Family Trust (indirect) | |
| Jennifer Means | Registered representative | CFP | Sep 2015 (11y) | |
| Kyle Taylor Larson | Registered representative | CFP | Jan 2017 (10y) | |
| Vanessa Burke Lee | Registered representative | CFP | Oct 2017 (9y) | |
| Scott William Styrmoe | Registered representative | CFP | Nov 2017 (9y) | |
| Justin Ryan Rodriguez | Registered representative | CFP | Jul 2018 (8y) | |
| Cody Andrew Cassidy | Registered representative | CFP | Oct 2018 (8y) | |
| Lauren Williams | Registered representative | CFP | Mar 2019 (7y) | |
| Joshua Rennie | Registered representative | CFP | Nov 2019 (7y) | |
| Troy Dillon Chrane | Registered representative | CFP | Jul 2020 (6y) | |
| Lily Worth Graves | Registered representative | CFP | Dec 2020 (6y) | |
| Addison Jacob Adelberg | Registered representative | CFP | May 2022 (4y) | |
| Robert Glenn Rynders | Registered representative | CFP | May 2022 (4y) | |
| Scott Schmidt Bennett | Registered representative | CFP | May 2022 (4y) | |
| Thomas Edward Logan | Registered representative | CFP | Aug 2022 (4y) | |
| Kayla Ashley Marjanovic | Registered representative | Nov 2022 (4y) | ||
| Constance Chan | Registered representative | Oct 2023 (3y) | ||
| Ryan Halvorson | Registered representative | CFP | Dec 2023 (3y) | |
| Joshua James Baird | Registered representative | Aug 2024 (2y) | ||
| Jerico Rom Bernardo Maddela | Registered representative | CFP | Sep 2024 (2y) | |
| Andrea Frazer | Registered representative | CFP | Oct 2024 (2y) | |
| Kristofer Garrett Lyons | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Jose Luis Yanez | Registered representative | Nov 2024 (2y) | ||
| Casey Ready O'donovan | Registered representative | CFP | Dec 2024 (2y) | |
| Thomas Savage | Registered representative | Dec 2024 (2y) | ||
| Benjamin Eugene Kappler | Registered representative | Dec 2024 (2y) | ||
| Bradley Alan Hostetler | Registered representative | CFP | Feb 2025 (1y) | |
| Marshall Wellington Riebe | Registered representative | Feb 2025 (1y) | ||
| Juan Diego Sicco | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Hayley Malone | Registered representative | Apr 2025 (1y) | ||
| John Ryan Kilkenny | Registered representative | Apr 2025 (1y) | ||
| Michael Kullman Preis | Registered representative | CFA | Jun 2025 (1y) | |
| Adam Michael Sullivan | Registered representative | Dec 2025 (1y) | ||
| Ashley Nicole Boykin | Registered representative | Dec 2025 (1y) | ||
| Robert Petrillo | Registered representative | Feb 2026 (0y) | ||
| Isaac Edward Walshaw | Registered representative | CFP | Apr 2026 (0y) | |
| Amy Lynn Richardson | Registered representative | CFP | May 2026 (0y) | |
| Colby Miller | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| John J. And Kelly H. Stephens Family Trust | Shareholder | Mar 2005 | A | 10% – 25% |
| Michael Anthony Grosso Living Trust | Shareholder | Jan 2015 | A | 5% – 10% |
| The Doug And Brenda Nelson 2017 Living Trust | Shareholder | Feb 2021 | A | 5% – 10% |
| The Michael And Michelle Abeshaus Family Trust | Shareholder | Feb 2021 | A | 5% – 10% |
| The Justin M & Julie A. Thomas Family Trust | Shareholder | Jan 2023 | A | 5% – 10% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Joseph Stephens: 50% – 75% of John J. And Kelly H. Stephens Family Trust × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Stephens, Kelly, H: 50% – 75% of John J. And Kelly H. Stephens Family Trust × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Michael Abeshaus: 75% – 100% of The Michael And Michelle Abeshaus Family Trust × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Michael Anthony Grosso: 75% – 100% of Michael Anthony Grosso Living Trust × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Nelson, Douglas, Lee: 75% – 100% of The Doug And Brenda Nelson 2017 Living Trust × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Intuit Inc. 401(k) Plan | Intuit Inc. | 24,200 | $3.7B | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $4.9B (92% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗