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Investment Adviser · Large ($10B–$100B)
CRD 107390
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ADV data as of May 12, 2025
- Regulatory AUM
- $38.2B
- Discretionary
- $38.2B
- Clients
- 4,653
- Avg AUM / client
- $8.2M
- Accounts
- 8,063
- Employees
- 225
AUM over time
$25.8B
$45.9B
Dec 2011
May 2025
Annual snapshots from Form ADV filings · as of May 12, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,353 | $1.3B | 3.47% |
| High net worth individuals | 1,793 | $8.7B | 22.8% |
| Pooled investment vehicles (non-investment companies) | 14 | $71.2M | 0.19% |
| Pension and profit sharing plans | 120 | $7.1B | 18.7% |
| Charitable organizations | 204 | $3.6B | 9.32% |
| Insurance companies | 15 | $5.1B | 13.3% |
| Sovereign wealth funds and foreign official institutions | 1 | $953M | 2.49% |
| Corporations and other businesses | 134 | $5.1B | 13.3% |
| Other | 19 | $6.3B | 16.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- RBC $11.6B (30% of AUM) May 2025
- Cibc Mellon Trust Company $6.2B (14% of AUM) Dec 2022
- State Street $5.1B (13% of AUM) May 2025
- The Bank Of Nova Scotia Trust Company $4.4B (12% of AUM) May 2025
- Fiducie Desjardins Inc. $2.9B (9% of AUM) Jan 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2025.