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Investment Adviser
CRD 107399
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ADV data as of Mar 25, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 10
AUM over time
$221M
$1.2B
Mar 28, 2012
Mar 11, 2024
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2025
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
Custody
Reported custodians
- Fidelity Brokerage Services $1.1B (94% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.