Piedmont Investment Advisory Lllp
- Regulatory AUM
- $71.8M
- Discretionary
- $66.4M
- Clients
- 30
- Avg AUM / client
- $2.4M
- Accounts
- 31
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $13.6K | 0.02% |
| High net worth individuals | 29 | $15.5M | 21.6% |
| Pooled investment vehicles (non-investment companies) | 1 | $56.3M | 78.4% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2021 · $99.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Piedmont Partners Lp | Hedge Fund | Wyoming | $99.0M | 60 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Waterfront Employers Ila Pension Plan Board Of Trustees Waterfront Employers Ila Pension Plan | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brookshire, William, Carroll | General Partner | Jan 1990 (37y) | 50% – 75% | |
| Vickers, Mechelle, Bennett | Limited Partner / Chief Compliance Officer | Oct 2008 (18y) | 10% – 25% | |
| John David Clark Huff | Limited Partner | Jan 2018 (9y) | 10% – 25% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $99.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Piedmont Partners Lp | Hedge Fund | $99.0M | $250K | 60 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Waterfront Employers Ila Pension Plan | Board Of Trustees Waterfront Employers Ila Pension Plan | 1,342 | $520M | 10/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Cowen Execution Services Llc $58.0M (76% of AUM) Dec 2021
- Marex Capital Markets Inc. $45.5M (63% of AUM) Mar 2026
- RBC $17.7M (25% of AUM) Mar 2026
- Raymond James $8.6M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗