United Asset Strategies Inc.
- Regulatory AUM
- $2.2B
- Discretionary
- $2.0B
- Clients
- 1,673
- Avg AUM / client
- $1.3M
- Accounts
- 4,208
- Employees
- 33
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,074 | $369M | 16.6% |
| High net worth individuals | 503 | $1.7B | 75.2% |
| Pension and profit sharing plans | 71 | $143M | 6.46% |
| Charitable organizations | 2 | $12.4M | 0.56% |
| Corporations and other businesses | 23 | $26.6M | 1.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Robert Fox, Inc. 401(k) Plan Robert Fox, Inc. | 2024 |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Delorenzo, Lee | Founder, Shareholder, And Chairperson Of The Board Of Directors | Apr 1992 (34y) | 5% – 10% | |
| Beller, Kathryn, Payne | Chief Compliance Officer | Sep 2009 (17y) | Less than 5% | |
| Matthew Ryan Delorenzo | Chief Investment Officer And Shareholder | Jan 2021 (6y) | 25% – 50% | |
| Michael Victor Riccardi | President And Shareholder | Jan 2021 (6y) | 25% – 50% | |
| Robert James Murphy | Chief Operations Officer | CFP | Mar 2022 (4y) | Less than 5% |
| Jiorden Sanchez | Registered representative | CFA | Jul 2021 (5y) | |
| Michael Guy Riccardi | Registered representative | CFP | Jul 2021 (5y) | |
| Erin Albiez Gibbons | Registered representative | CFP | Jul 2021 (5y) | |
| Marisa Nicole Smith | Registered representative | Jul 2021 (5y) | ||
| Richard Michael Sajkoski | Registered representative | Jul 2021 (5y) | ||
| Shane Eli Miller | Registered representative | Jul 2021 (5y) | ||
| Andy Ryan Selfors | Registered representative | Jul 2021 (5y) | ||
| Tameka White | Registered representative | Jul 2021 (5y) | ||
| Jeanine Marie Kosakowski | Registered representative | Jul 2021 (5y) | ||
| Candy Elinthia Batista | Registered representative | Jul 2021 (5y) | ||
| Marianne Hocknell | Registered representative | Jul 2021 (5y) | ||
| Robin Elizabeth Bischoff | Registered representative | Jul 2021 (5y) | ||
| Thomas Edward Laviano | Registered representative | Jul 2021 (5y) | ||
| Thomas Francis Healy | Registered representative | Jul 2021 (5y) | ||
| Wei Xi Lee | Registered representative | Jul 2021 (5y) | ||
| Cynthia Marguerite Somer | Registered representative | Aug 2021 (5y) | ||
| Carlo Nicholas Crescenzo | Registered representative | Oct 2021 (5y) | ||
| Amanda Ellen Sebesta | Registered representative | Nov 2021 (5y) | ||
| Jason Michael Ambrosini | Registered representative | Dec 2021 (5y) | ||
| Allison Marie Sajkoski | Registered representative | CFP | Apr 2023 (3y) | |
| Michael Abate | Registered representative | Jun 2024 (2y) | ||
| Keith Aaron Douglas | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| United Asset Strategies, Inc. Employee Stock Ownership Plan | Shareholder | Dec 2010 | A | 10% – 25% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Robert Fox, Inc. 401(k) Plan | Robert Fox, Inc. | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.9B (88% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗