AUMdb

Adell Harriman & Carpenter Inc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 107488 · SEC file 801-50660 · Houston, TX · AHCINVEST.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$2.1B
Discretionary
$2.1B
Clients
819
Avg AUM / client
$2.5M
Accounts
2,825
Employees
13

AUM over time

$442M $2.1B
Mar 20, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 163 positions, $1,638,970,600)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Broadcom Inc Com $136,218,497 440,110 8.31% 6.53%
2 Nvidia Corp Com $131,926,208 756,457 8.05% 6.32%
3 Apple Inc Com $103,215,010 406,694 6.3% 4.95%
4 Quanta Services Inc Com $65,259,897 118,866 3.98% 3.13%
5 Microsoft Corp Com $59,499,006 160,734 3.63% 2.85%
6 Amazon.Com Inc Com $47,681,018 228,938 2.91% 2.28%
7 Alphabet Inc Class A Com $44,876,944 156,061 2.74% 2.15%
8 Costco Wholesale Corp Com $40,153,053 40,296 2.45% 1.92%
9 Abb Vie Inc Com $36,932,502 169,812 2.25% 1.77%
10 Palo Alto Networks Com Com $35,707,009 222,723 2.18% 1.71%
11 Visa Inc Com $34,574,266 114,393 2.11% 1.66%
12 Jp Morgan Chase & Co. Com $34,392,436 116,917 2.1% 1.65%
13 Williams Companies Com $33,050,598 454,116 2.02% 1.58%
14 Iron Mountain Inc Com $32,257,625 315,817 1.97% 1.55%
15 Blackstone Inc Com $28,862,760 251,002 1.76% 1.38%
16 Micron Technology Inc Com $27,525,574 81,475 1.68% 1.32%
17 Alphabet Inc Class C Com $27,335,991 95,293 1.67% 1.31%
18 Main Street Capital Corp Com $25,663,612 484,584 1.57% 1.23%
19 Taiwan Semiconductor Manufacturing Co Ltd Adr Com $24,548,158 72,638 1.5% 1.18%
20 Kkr & Co Inc A Com $24,471,080 264,552 1.49% 1.17%
21 Walmart Inc Com $23,608,747 189,964 1.44% 1.13%
22 Cisco Systems Inc Com $23,542,598 303,423 1.44% 1.13%
23 Eaton Corp Plc Com $22,225,039 62,138 1.36% 1.06%
24 Exxon Mobil Corporation Com $22,039,503 129,903 1.34% 1.06%
25 Valero Energy Corp Com $21,452,184 86,822 1.31% 1.03%

Top 25 of 163 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 240 $78.9M 3.78%
High net worth individuals 524 $1.8B 86.2%
Pension and profit sharing plans 20 $39.9M 1.91%
Charitable organizations 11 $13.2M 0.63%
Corporations and other businesses 24 $156M 7.49%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Leia Powell Carpenter Principal, Chief Compliance Officer CFA Jan 1995 (32y) 25% – 50%
Stephen Decatur Adell Principal CFP Jan 1995 (32y) 10% – 25%
Marcus Wilson Berry Principal Oct 2017 (9y) 10% – 25%
Scot Wallace Johnson Principal CFA Jan 2020 (7y) 10% – 25%
Jennifer Lynn Barron Principal Feb 2024 (2y) Less than 5%

Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 968 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗