AUMdb

Shikiar Asset Management Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107533 · SEC file 801-44062 · New York, NY · WWW.SHIKIAR.COM
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$564M
Discretionary
$557M
Clients
148
Avg AUM / client
$3.8M
Accounts
238
Employees
6

AUM over time

$245M $565M
Mar 28, 2012 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Investments (13F portfolio — 103 positions, $346,802)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple COM $69,201 272,669 20.0% 0.01%
2 Amazon.Com COM $18,730 89,929 5.4% 0.0%
3 Alphabet Inc Cl C COM $16,115 56,178 4.65% 0.0%
4 Microsoft COM $11,333 30,615 3.27% 0.0%
5 Citigroup Inc COM $9,511 83,865 2.74% 0.0%
6 Alerian Mlp Etf COM $9,399 178,545 2.71% 0.0%
7 Taiwan Semiconductor Mfg Co COM $9,375 27,742 2.7% 0.0%
8 Linde Plc New COM $9,359 18,879 2.7% 0.0%
9 Nextera Energy Inc COM $9,262 99,723 2.67% 0.0%
10 Capital One Financial COM $9,118 49,983 2.63% 0.0%
11 Wheaton Precious Metals Corp COM $9,039 68,995 2.61% 0.0%
12 Freeport Mcmoran, Inc. Cl B COM $8,862 150,770 2.56% 0.0%
13 Incyte COM $8,810 93,600 2.54% 0.0%
14 Eqt Corp COM $7,052 110,805 2.03% 0.0%
15 Blackstone Secured Lending Fun COM $6,276 264,940 1.81% 0.0%
16 Lxp Industrial Trust COM $6,175 133,480 1.78% 0.0%
17 Bank Of America COM $5,838 119,745 1.68% 0.0%
18 Slm Corp Pfd Ser B 5.635 PFD $5,556 75,750 1.6% 0.0%
19 Synchrony Financial Ser B 8.25 PFD $5,539 219,980 1.6% 0.0%
20 Cbre Group COM $5,531 40,831 1.59% 0.0%
21 Advanced Micro Devices Inc Com COM $5,482 26,946 1.58% 0.0%
22 Spdr Gold Trust COM $5,013 11,651 1.45% 0.0%
23 Constellation Energy Corp COM $4,642 16,623 1.34% 0.0%
24 Slm Corp COM $4,562 213,100 1.32% 0.0%
25 Ftai Aviation Pfd Ser D 9.5 PFD $4,352 160,930 1.25% 0.0%

Top 25 of 103 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 135 $516M 91.5%
Corporations and other businesses 13 $48.0M 8.51%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Mcdermott, Diane, Maria Chief Compliance Officer Aug 2004 (22y) Less than 5%
Lockwood Talmage Sloan Chief Operating Officer CFA Nov 2021 (5y) Less than 5%
Samuel Max Shikiar Co Chief Executive Officer CFA Nov 2021 (5y) Less than 5%
Shikiar, Stuart, Alan President, Co Chief Executive Officer, Secretary, Treasurer Dec 2022 (4y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗