Fagan Associates Inc
- Regulatory AUM
- $941M
- Discretionary
- $923M
- Clients
- 1,800
- Avg AUM / client
- $523K
- Accounts
- 3,144
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Investments (13F portfolio — 135 positions, $719,235,627)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc | CAP STK CL A | $67,872,685 | 236,030 | 9.44% | 7.21% |
| 2 | Apple Inc | COM | $44,083,157 | 173,699 | 6.13% | 4.69% |
| 3 | Microsoft Corp | COM | $30,240,062 | 81,692 | 4.2% | 3.21% |
| 4 | Nvidia Corporation | COM | $26,189,034 | 150,166 | 3.64% | 2.78% |
| 5 | Amazon Com Inc | COM | $21,865,018 | 104,984 | 3.04% | 2.32% |
| 6 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $20,965,901 | 445,325 | 2.92% | 2.23% |
| 7 | Advanced Micro Devices Inc | COM | $20,539,717 | 100,967 | 2.86% | 2.18% |
| 8 | Palantir Technologies Inc | CL A | $18,428,354 | 125,980 | 2.56% | 1.96% |
| 9 | Jpmorgan Chase & Co | COM | $17,977,024 | 61,113 | 2.5% | 1.91% |
| 10 | Lowes Cos Inc | COM | $17,881,911 | 75,681 | 2.49% | 1.9% |
| 11 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $15,884,940 | 280,257 | 2.21% | 1.69% |
| 12 | Ishares Tr | CORE US AGGBD ET | $14,685,100 | 147,931 | 2.04% | 1.56% |
| 13 | Chevron Corporation | COM | $14,489,162 | 70,030 | 2.01% | 1.54% |
| 14 | Tcw Etf Trust | FLEXIBLE INCOME | $14,183,539 | 361,180 | 1.97% | 1.51% |
| 15 | Johnson & Johnson | COM | $13,166,525 | 53,864 | 1.83% | 1.4% |
| 16 | Spdr Series Trust | STATE STREET SPD | $12,898,126 | 76,074 | 1.79% | 1.37% |
| 17 | Vertex Pharmaceuticals Inc | COM | $11,856,977 | 26,553 | 1.65% | 1.26% |
| 18 | J P Morgan Exchange Traded F | INCOME ETF | $11,344,277 | 246,240 | 1.58% | 1.21% |
| 19 | Regeneron Pharmaceuticals | COM | $10,749,084 | 13,912 | 1.49% | 1.14% |
| 20 | Meta Platforms Inc | CL A | $10,735,526 | 18,764 | 1.49% | 1.14% |
| 21 | Visa Inc | COM CL A | $10,700,922 | 35,405 | 1.49% | 1.14% |
| 22 | Mastercard Incorporated | CL A | $10,491,695 | 20,998 | 1.46% | 1.12% |
| 23 | Proshares Tr | S&P 500 DV ARIST | $10,063,750 | 94,932 | 1.4% | 1.07% |
| 24 | Bank America Corp | COM | $10,006,811 | 205,268 | 1.39% | 1.06% |
| 25 | Schwab Strategic Tr | INTL EQTY ETF | $9,864,348 | 398,560 | 1.37% | 1.05% |
Top 25 of 135 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,518 | $369M | 39.2% |
| High net worth individuals | 245 | $538M | 57.2% |
| Pension and profit sharing plans | 9 | $13.1M | 1.39% |
| Charitable organizations | 28 | $20.3M | 2.15% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Patrick Fagan | President, Chief Compliance Officer, And Portfolio Manager | Aug 1989 (37y) | 75% or more | |
| Aaron Joseph Fagan | Portfolio Manager And Client Associate | Jan 2016 (11y) | 10% – 25% | |
| Douglas William Keenholts | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $941M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗