Sowa Financial Group Inc
- Regulatory AUM
- $517M
- Discretionary
- $517M
- Clients
- 572
- Avg AUM / client
- $904K
- Accounts
- 1,400
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 419 | $189M | 36.5% |
| High net worth individuals | 153 | $328M | 63.5% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donna Grace Sowa Allard | President | CFP | Mar 2007 (19y) | 50% – 75% |
| Sowa, Daniel, Joseph | Vp, Managing Partner, Cco | Apr 2024 (2y) | 25% – 50% | |
| Steven James Beauvais | Registered representative | Mar 1995 (31y) | ||
| Nathan Lee Beauvais | Registered representative | CFP | Dec 2018 (8y) | |
| Donald Joseph Sowa | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 928 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- National Financial Services (Fidelity) $517M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗