Victoria Capital Management, Inc.
- Regulatory AUM
- $306M
- Discretionary
- $61.2M
- Clients
- 47
- Avg AUM / client
- $6.5M
- Accounts
- 89
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Asset allocation (SMA assets by investment type)
as of Mar 26, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11 | $2.9M | 0.95% |
| High net worth individuals | 24 | $42.8M | 14.0% |
| Pension and profit sharing plans | 3 | $12.3M | 4.02% |
| Charitable organizations | 1 | $3.2M | 1.04% |
| Other investment advisers | 8 | $244M | 80.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pachulski Stang Ziehl & Jones Llp Profit Sharing Plan Pachulski Stang Ziehl & Jones Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diane Victoria Nugent | President/Ceo | Oct 2000 (26y) | 50% – 75% | |
| Thomas Eugene Nugent | Cco | Oct 2000 (26y) | 25% – 50% | |
| Ryan Lee Harper | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pachulski Stang Ziehl & Jones Llp Profit Sharing Plan | Pachulski Stang Ziehl & Jones Llp | 111 | $148M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $62.8M (21% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗