Cjm Wealth Advisers, Ltd.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 875
- Avg AUM / client
- $1.7M
- Accounts
- 2,562
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 618 | $451M | 30.8% |
| High net worth individuals | 242 | $991M | 67.6% |
| Charitable organizations | 15 | $24.5M | 1.67% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tracey Albertson Baker | President/Principal/Chief Compliance Officer | CFP | Aug 1999 (27y) | 25% – 50% |
| Brian Timothy Jones | Chairman/Secretary/Principal | CFP | Dec 2000 (26y) | 25% – 50% |
| David Deforest Greene | Ceo/Treasurer/Principal | CFP | Feb 2006 (21y) | 25% – 50% |
| Tina Marie Babicz | Registered representative | CFP | Feb 2006 (20y) | |
| Parker Gerard Trasborg | Registered representative | CFP | Mar 2014 (12y) | |
| Jessica Rada Ness | Registered representative | CFP | Oct 2014 (12y) | |
| Lisa Ann Brandau | Registered representative | CFP | Feb 2020 (6y) | |
| Griffin Baker | Registered representative | CFP | Feb 2021 (5y) | |
| Anthony Fitzgerald Jones | Registered representative | CFP | Oct 2022 (4y) | |
| Karen Nicole Blair | Registered representative | CFP | Mar 2025 (1y) | |
| Mary J Price | Registered representative | Dec 2025 (1y) | ||
| Paul Harney | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 981 KB | View · PDF · Source ↗ |
| Form ADV (full filing) | 06/17/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • RETIREMENT PLAN CONSULTING - PERCENTAGE OF PLAN ASSETS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $1.5B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗