AUMdb

Brick & Kyle Associates Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107771 · SEC file 801-55370 · Newtown, PA · WWW.BRICK-KYLE.COM
☆ Save with Pro ADV data as of Apr 06, 2026
Regulatory AUM
$492M
Discretionary
$492M
Clients
427
Avg AUM / client
$1.2M
Accounts
427
Employees
6

AUM over time

$147M $492M
Jan 25, 2012 Apr 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 113 $106M 21.5%
High net worth individuals 314 $386M 78.5%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Edgar Wilson Brick Chairman Oct 1987 (39y) 75% or more
Betty Deane Brick Executive Vice President Feb 1997 (29y) Less than 5%
Andrew Whitten Brick President CFP Jan 2000 (27y) Less than 5%
James Donald Lewers Senior Vice President Chief Compliance Officer CFP Chartered Financial Consultant Jan 2002 (25y) Less than 5%
Ian Alexander Brick Registered representative Oct 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/06/2026 857 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.

View current Form ADV (SEC/IAPD) ↗